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Detailed Report
RICHARD JAMES BELL
CRD#: 1468480
IA
Investment Adviser
B
Broker
SEARLE & CO.CRD#: 13035 Middletown, RI
Registration History
199019952000200520102015202020252 FIRMS2005 - Present (19 years)BBELLE HAVEN INVESTMENTS, L.P. (CRD# 29278)1991 - 2005 (14 years)BHOLCOMB, STEVENS SECURITIES, INC (CRD# 22830)1991 - 1991 (<1 year)BGLICKENHAUS & CO. (CRD# 2016)1987 - 1991 (4 years)BJ.P. MORGAN SECURITIES INC. (CRD# 15733)1986 - 1987 (<1 year)IABELLE HAVEN INVESTMENTS, L.P. (CRD# 29278)2004 - 2005 (1 year)IALOUGHLIN CAPITAL MANAGEMENT, L.P. (CRD# 113438)2000 - 2005 (5 years)
License(s)

State Registrations

B
California 10/5/2005
B
New Jersey 10/5/2005
B
Colorado 6/29/2010
B
New Mexico 8/12/2011
B
Connecticut 10/5/2005
B
New York 10/5/2005
IA
Connecticut 10/5/2005
B
Pennsylvania 8/17/2011
B
Florida 10/5/2005
B
Rhode Island 4/17/2006
B
Indiana 8/17/2011
B
Texas 10/5/2005
B
Maryland 4/20/2006
B
Vermont 11/16/2009
B
Minnesota 11/8/2011
B
Virginia 8/17/2011
B
Missouri 9/8/2006

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
SEARLE & CO. (CRD#:13035)
Middletown, RI
Registered with this firm since 10/5/2005
B
SEARLE & CO. (CRD#:13035)
Middletown, RI
Registered with this firm since 10/5/2005
Previous Registration(s)
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IA
 03/03/2004 - 10/25/2005 BELLE HAVEN INVESTMENTS, L.P. (CRD#:29278) GREENWICH, CT
B
 10/23/1991 - 10/25/2005 BELLE HAVEN INVESTMENTS, L.P. (CRD#:29278) RYE BROOK, NY
IA
 06/26/2000 - 08/17/2005 LOUGHLIN CAPITAL MANAGEMENT, L.P. (CRD#:113438) GREENWICH, CT
B
 08/22/1991 - 10/23/1991 HOLCOMB, STEVENS SECURITIES, INC (CRD#:22830)
B
 04/01/1987 - 08/28/1991 GLICKENHAUS & CO. (CRD#:2016) NEW YORK, NY
B
 05/01/1986 - 03/19/1987 J.P. MORGAN SECURITIES INC. (CRD#:15733)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.