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JOHN WAYNE FERGUSON JR
CRD#: 1467078
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 14145 MILLHAVEN PL
COLORADO SPRINGS, CO 80908
CETERA ADVISOR NETWORKS LLCCRD#: 13572 COLORADO SPRINGS, CO
Registration History
199019952000200520102015202020252 FIRMS2004 - 2007 (2 years)2 FIRMS2007 - 2023 (16 years)2 FIRMS2023 - Present (1 year)BNEW ENGLAND SECURITIES (CRD# 615)1995 - 2004 (8 years)BALLMERICA INVESTMENTS, INC. (CRD# 3960)1987 - 1995 (8 years)IANEW ENGLAND SECURITIES CORPORATION (CRD# 615)1999 - 2004 (5 years)
License(s)

State Registrations

B
Alaska 8/10/2023

B
Nevada 8/10/2023

B
California 1/2/2025

B
New Mexico 1/2/2025

B
Colorado 8/10/2023

B
North Carolina 1/2/2025

IA
Colorado 8/10/2023

B
Texas 8/10/2023

B
Georgia 8/10/2023

IA
Texas 8/10/2023

B
Idaho 1/3/2024

B
Utah 8/10/2023

B
Indiana 8/10/2023

B
Washington 8/10/2023

B
Kansas 8/10/2023

B
Wisconsin 6/27/2024

B
Minnesota 8/10/2023

B
Wyoming 1/2/2025

B
Missouri 8/10/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
14145 MILLHAVEN PL, COLORADO SPRINGS, CO 80908
Registered with this firm since 8/10/2023

B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
COLORADO SPRINGS, CO
Registered with this firm since 8/10/2023

Previous Registration(s)
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IA
03/01/2007 - 08/10/2023 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) COLORADO SPRINGS, CO
B
03/01/2007 - 08/10/2023 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) COLORADO SPRINGS, CO
IA
04/01/2004 - 02/28/2007 HORNOR, TOWNSEND & KENT, INC. (CRD#:4031) COLORADO SPRINGS, CO
B
04/01/2004 - 02/28/2007 HORNOR, TOWNSEND & KENT, INC. (CRD#:4031) COLORADO SPRINGS, CO
IA
01/01/1999 - 03/01/2004 NEW ENGLAND SECURITIES CORPORATION (CRD#:615) COLORADO SPRINGS, CO
B
04/07/1995 - 03/01/2004 NEW ENGLAND SECURITIES (CRD#:615) NEW YORK, NY
B
02/27/1987 - 04/06/1995 ALLMERICA INVESTMENTS, INC. (CRD#:3960) WORCESTER, MA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.