• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
KEVIN PATRICK GRIFFIN
CRD#: 1467061
IA
Investment Adviser
GRIFFIN FINANCIAL ADVISORS, LLCCRD#: 171455 CHICAGO, IL
Registration History
2002200420062008201020122014201620182020202220242026IAGRIFFIN FINANCIAL ADVISORS, LLC (CRD# 171455)2014 - Present (10 years)IALPL FINANCIAL LLC (CRD# 6413)2006 - 2014 (8 years)IAAIG FINANCIAL ADVISORS, INC. (CRD# 133763)2005 - 2006 (<1 year)IASUNAMERICA SECURITIES, INC. (CRD# 20068)2004 - 2005 (1 year)IAWACHOVIA SECURITIES, LLC (CRD# 19616)2002 - 2003 (<1 year)
License(s)

State Registrations

IA
Illinois 9/4/2014

IA
Wisconsin 9/27/2021

Current Registration(s)
IA
GRIFFIN FINANCIAL ADVISORS, LLC (CRD#:171455)
CHICAGO, IL
Registered with this firm since 9/4/2014

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/06/2006 - 08/28/2014 LPL FINANCIAL LLC (CRD#:6413) ORLAND PARK, IL
IA
10/31/2005 - 04/13/2006 AIG FINANCIAL ADVISORS, INC. (CRD#:133763) ORLAND PARK, IL
IA
02/25/2004 - 10/31/2005 SUNAMERICA SECURITIES, INC. (CRD#:20068) ORLAND PARK, IL
IA
11/12/2002 - 06/13/2003 WACHOVIA SECURITIES, LLC (CRD#:19616) ORLAND PARK, IL
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.