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THOMAS ANTHONY HENNESSY
TOM HENNESSY
CRD#: 1466941
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 1750 N WASHINGTON ST., #112A
NAPERVILLE, IL 60563
Registration History
199019952000200520102015202020252 FIRMS2013 - 2021 (8 years)2 FIRMS2021 - Present (3 years)BTOWER SQUARE SECURITIES, INC. (CRD# 833)1998 - 2013 (14 years)BADVANTAGE CAPITAL CORPORATION (CRD# 146)1994 - 1998 (4 years)BTRAVELERS EQUITIES SALES, INC. (CRD# 833)1986 - 1994 (8 years)IATOWER SQUARE SECURITIES, INC. (CRD# 833)2000 - 2013 (13 years)
License(s)

State Registrations

B
Alabama 12/22/2021

B
Massachusetts 9/8/2022

B
Alaska 12/17/2021

B
Michigan 12/17/2021

B
Arizona 12/17/2021

B
Minnesota 12/17/2021

B
Arkansas 12/17/2021

B
Missouri 12/17/2021

B
California 12/17/2021

B
Nevada 1/4/2022

B
Colorado 12/17/2021

B
North Carolina 12/17/2021

B
Florida 12/17/2021

B
Ohio 12/17/2021

B
Georgia 12/17/2021

B
Oregon 1/17/2024

B
Idaho 10/4/2024

B
South Carolina 12/17/2021

B
Illinois 12/17/2021

B
Tennessee 12/17/2021

IA
Illinois 12/17/2021

B
Texas 12/17/2021

B
Indiana 12/17/2021

IA
Texas 12/17/2021

B
Kansas 12/18/2024

B
Virginia 9/12/2022

B
Kentucky 12/17/2021

B
Wisconsin 12/17/2021

B
Maryland 12/17/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
1750 N WASHINGTON ST., #112A, NAPERVILLE, IL 60563
Registered with this firm since 12/17/2021

B
LPL FINANCIAL LLC (CRD#:6413)
1750 N WASHINGTON ST., #112A, NAPERVILLE, IL 60563
Registered with this firm since 12/17/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/03/2013 - 12/20/2021 CETERA ADVISOR NETWORKS LLC (CRD#:13572) NAPERVILLE, IL
B
09/03/2013 - 12/20/2021 CETERA ADVISOR NETWORKS LLC (CRD#:13572) NAPERVILLE, IL
IA
07/20/2000 - 09/03/2013 TOWER SQUARE SECURITIES, INC. (CRD#:833) NAPERVILLE, IL
B
11/16/1998 - 09/03/2013 TOWER SQUARE SECURITIES, INC. (CRD#:833) NAPERVILLE, IL
B
08/15/1994 - 11/16/1998 ADVANTAGE CAPITAL CORPORATION (CRD#:146) ATLANTA, GA
B
03/19/1986 - 08/15/1994 TRAVELERS EQUITIES SALES, INC. (CRD#:833) EL SEGUNDO, CA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.