Individual Firm
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
RICHARD JOSEPH GREEN
CRD#: 1466868
IA
B
PINNACLE INVESTMENTS, LLCCRD#: 142910 5845 WIDEWATERS PKWY
STE 300
EAST SYRACUSE, NY 13057
STE 300
EAST SYRACUSE, NY 13057
0
Disclosures
39
Years of Experience
View By:
State Registrations
B
Alaska 9/30/2022
IA
New Jersey 3/5/2025
B
California 12/6/2024
B
New Mexico 11/4/2024
B
Colorado 2/6/2024
B
New York 4/7/2009
B
Connecticut 10/11/2019
IA
New York 4/12/2021
B
Florida 4/7/2009
B
North Carolina 12/15/2009
B
Hawaii 5/14/2009
IA
North Carolina 2/13/2025
B
Illinois 2/12/2025
B
Pennsylvania 7/13/2012
B
Indiana 9/13/2017
B
South Carolina 1/6/2015
B
Kentucky 3/22/2017
B
Tennessee 2/12/2025
B
Maryland 2/12/2025
B
Texas 9/30/2022
B
Massachusetts 4/7/2009
IA
Texas 9/30/2022
B
Michigan 11/18/2009
B
Vermont 5/26/2022
IA
Michigan 2/14/2025
IA
Vermont 2/12/2025
B
Missouri 3/5/2013
B
Virginia 4/14/2015
B
New Hampshire 2/12/2025
B
Washington 8/24/2022
B
New Jersey 2/12/2025
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 4/12/2021
B
Registered with this firm since 4/7/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 02/09/2007 - 04/15/2009 | DEWITT, NY | |
B | 07/23/2004 - 02/09/2007 | SYRACUSE, NY | |
B | 06/30/1993 - 08/03/2004 | ST. LOUIS, MO | |
B | 01/18/1990 - 07/01/1993 | BOSTON, MA | |
B | 07/22/1988 - 02/07/1990 | BOSTON, MA | |
B | 03/27/1986 - 07/26/1988 | NEW YORK, NY |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.