Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
ANDREW DARROW SULLIVAN
CRD#: 1466844
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 250 Park Avenue South
Suite 500
Winter Park, FL 32789
Registration History
199019952000200520102015202020252 FIRMS1993 - 2009 (15 years)2 FIRMS2009 - Present (15 years)BLEHMAN BROTHERS INC. (CRD# 7506)1988 - 1993 (5 years)BE. F. HUTTON & COMPANY INC (CRD# 235)1987 - 1988 (<1 year)BBLACKSTOCK & LANDSTREET, INC. (CRD# 14227)1987 - 1987 (<1 year)BBLACKSTOCK & CO., INC. (CRD# 8469)1986 - 1987 (<1 year)BTHE STUART-JAMES COMPANY, INC. (CRD# 11691)1986 - 1986 (<1 year)
License(s)

State Registrations

B
Alabama 5/18/2016
B
New York 6/1/2009
B
California 6/1/2009
B
North Carolina 6/1/2009
B
Colorado 6/1/2009
B
Pennsylvania 6/1/2009
B
Delaware 6/7/2021
B
Rhode Island 6/1/2009
B
Florida 6/1/2009
B
South Carolina 6/1/2009
IA
Florida 6/1/2009
B
Tennessee 1/19/2018
B
Georgia 6/1/2009
B
Texas 6/1/2009
B
Indiana 6/7/2021
IA
Texas 2/11/2014
B
Michigan 6/1/2009
B
Vermont 12/10/2013
B
Minnesota 6/22/2018
B
Virginia 6/1/2009
B
Montana 5/13/2024
B
Wyoming 1/3/2013
B
Nebraska 6/1/2009

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
250 Park Avenue South Suite 500, Winter Park, FL 32789
Registered with this firm since 6/1/2009
B
MORGAN STANLEY (CRD#:149777)
250 Park Avenue South Suite 500, Winter Park, FL 32789
Registered with this firm since 6/1/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 07/31/1993 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) WINTER PARK, FL
B
 07/31/1993 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) WINTER PARK, FL
B
 05/14/1988 - 07/31/1993 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
B
 10/06/1987 - 05/14/1988 E. F. HUTTON & COMPANY INC (CRD#:235)
B
 01/21/1987 - 08/01/1987 BLACKSTOCK & LANDSTREET, INC. (CRD#:14227)
B
 07/25/1986 - 02/06/1987 BLACKSTOCK & CO., INC. (CRD#:8469)
B
 03/19/1986 - 08/08/1986 THE STUART-JAMES COMPANY, INC. (CRD#:11691)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.