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Detailed Report
THOMAS BOYD
THOMAS FRANCIS BOYD JR
CRD#: 1465666
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 194 WOOD AVE S
ISELIN, NJ 08830
Registration History
199019952000200520102015202020252 FIRMS2018 - Present (6 years)BSTIFEL, NICOLAUS & COMPANY, IN... (CRD# 793)2007 - 2018 (10 years)BRYAN BECK & CO. (CRD# 3248)2002 - 2007 (5 years)BGRUNTAL & CO., L.L.C. (CRD# 372)1997 - 2002 (5 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1992 - 1996 (4 years)BNEW YORK & FOREIGN SECURITIES ... (CRD# 10652)1989 - 1991 (1 year)IASTIFEL, NICOLAUS & COMPANY, IN... (CRD# 793)2008 - 2018 (10 years)
License(s)

State Registrations

B
Maine 6/13/2018
IA
New Jersey 6/13/2018
B
New Jersey 6/13/2018

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
194 WOOD AVE S, ISELIN, NJ 08830
Registered with this firm since 6/13/2018
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
194 WOOD AVE S, ISELIN, NJ 08830
Registered with this firm since 6/13/2018
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/12/2008 - 03/06/2018 STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793) NEW YORK, NY
B
 07/10/2007 - 03/06/2018 STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793) NEW YORK, NY
B
 04/29/2002 - 07/10/2007 RYAN BECK & CO. (CRD#:3248) WHITE PLAINS, NY
B
 04/10/1997 - 05/13/2002 GRUNTAL & CO., L.L.C. (CRD#:372) NEW YORK, NY
B
 02/19/1992 - 05/07/1996 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
 03/08/1989 - 01/21/1991 NEW YORK & FOREIGN SECURITIES CORPORATION (CRD#:10652) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.