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KAREN EVANS MILLER
KAREN RUTH EVANS
CRD#: 1464387
IA
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WELLS FARGO ADVISORSCRD#: 19616 90 S 7TH ST 10TH & 11TH FLS
[GE-RBO]
MINNEAPOLIS, MN 55402
[GE-RBO]
MINNEAPOLIS, MN 55402
0
Disclosures
39
Years of Experience
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State Registrations
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Arizona 1/3/2011
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Missouri 1/3/2011
B
California 1/3/2011
B
North Carolina 11/29/2021
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California 1/3/2011
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Ohio 12/2/2021
B
Colorado 4/5/2019
B
Oregon 2/23/2015
B
Florida 1/3/2011
B
Texas 9/20/2023
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Georgia 1/3/2011
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Texas 9/20/2023
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Illinois 1/3/2011
B
Utah 9/16/2022
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Maryland 8/22/2024
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Virginia 9/17/2014
B
Michigan 1/3/2011
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Washington 10/31/2019
B
Minnesota 1/3/2011
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Wisconsin 1/3/2011
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Minnesota 11/8/2013
SRO Registrations
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Registered with this firm since 1/3/2011
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Registered with this firm since 1/3/2011
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/27/2004 - 01/03/2011 | MINNEAPOLIS, MN | |
B | 12/13/2000 - 01/03/2011 | MINNEAPOLIS, MN | |
B | 12/15/2000 - 08/12/2002 | MINNEAPOLIS, MN | |
B | 02/01/1994 - 12/13/2000 | MINNEAPOLIS, MN | |
B | 02/18/1987 - 02/10/1994 | MINNETONKA, MN | |
B | 02/19/1986 - 03/04/1987 | ||
B | 02/13/1987 - 02/24/1987 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.