Individual Firm
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CHRISTOPHER MORGAN LAMBRECHT
CHRIS LAMBRECHT
CRD#: 1463751
IA
B
LPL FINANCIAL LLCCRD#: 6413 ASHEVILLE, NC
0
Disclosures
39
Years of Experience
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State Registrations
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Arizona 10/13/2016
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New Jersey 8/4/2011
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Arkansas 8/4/2011
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New York 2/9/2012
B
California 8/4/2011
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North Carolina 8/4/2011
B
Florida 8/4/2011
IA
North Carolina 8/4/2011
B
Indiana 12/5/2019
B
Pennsylvania 1/2/2014
B
Maine 8/4/2011
B
South Carolina 8/4/2011
B
Maryland 7/17/2014
B
Virginia 8/4/2011
B
Massachusetts 8/19/2019
B
Washington 1/17/2017
B
Michigan 8/4/2011
B
Wisconsin 12/5/2019
B
Missouri 1/2/2014
SRO Registrations
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View Exams Passed by the individual in the detailed report
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IA
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| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/23/1995 - 08/05/2011 | ASHEVILLE, NC | |
B | 10/01/1999 - 08/05/2011 | ASHEVILLE, NC | |
B | 04/29/1995 - 10/01/1999 | CHARLOTTE, NC | |
B | 03/19/1986 - 05/04/1995 | ATLANTA, GA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.