Individual Firm
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G RICHARD FRANSEN
CRD#: 1462818
IA
B
INDEPENDENT FINANCIAL PARTNERSCRD#: 125112 869 East 33rd Street
Edmond, OK 73013
Edmond, OK 73013
IFP SECURITIES, LLCCRD#: 297287 869 East 33rd Street
Edmond, OK 73013
Edmond, OK 73013
0
Disclosures
39
Years of Experience
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State Registrations
B
Colorado 2/1/2024
B
Oklahoma 2/1/2024
IA
Colorado 2/1/2024
IA
Oklahoma 2/1/2024
SRO Registrations
B
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IA
Registered with this firm since 2/1/2024
B
Registered with this firm since 2/1/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/07/2005 - 02/06/2024 | OKLAHOMA CITY, OK | |
B | 03/20/1986 - 02/06/2024 | OKLAHOMA CITY, OK |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.