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SCOTT DAVID HUFFMAN
CRD#: 1461169
IA
Investment Adviser
B
Broker
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 102901 OVERSEAS HWY
KEY LARGO, FL 33037
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 5454 Lena Rd, Suite 106
Lakewood Ranch, FL 34211
Registration History
199019952000200520102015202020252 FIRMS2000 - 2003 (3 years)2 FIRMS2003 - 2007 (3 years)IARAYMOND JAMES FINANCIAL SERVIC... (CRD# 149018)2009 - Present (15 years)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)2007 - Present (17 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1993 - 2000 (6 years)BSMITH BARNEY SHEARSON INC. (CRD# 7059)1991 - 1993 (2 years)BFIRST MIAMI SECURITIES, INC. (CRD# 7793)1986 - 1991 (5 years)IARAYMOND JAMES FINANCIAL SERVICES (CRD# 6694)2007 - 2009 (2 years)
Disclosure(s)
View By:
8/11/2006
Customer Dispute
Denied
License(s)

State Registrations

B
California 4/19/2007

B
New York 5/12/2008

B
District of Columbia 6/11/2010

B
Oregon 7/8/2009

B
Florida 4/19/2007

B
Pennsylvania 1/30/2024

IA
Florida 4/2/2009

B
Texas 12/5/2022

B
Illinois 9/16/2015

IA
Texas 12/6/2022

B
Iowa 5/16/2017

B
Virginia 3/22/2022

B
Missouri 5/16/2007

B
Washington 11/10/2009

B
New Jersey 4/23/2010

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
102901 OVERSEAS HWY, KEY LARGO, FL 33037
Registered with this firm since 4/2/2009

B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
5454 Lena Rd, Suite 106, Lakewood Ranch, FL 34211
Registered with this firm since 4/19/2007

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/01/2007 - 10/10/2009 RAYMOND JAMES FINANCIAL SERVICES (CRD#:6694) Key Largo, FL
IA
09/19/2003 - 03/30/2007 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) CORAL GABLES, FL
B
09/12/2003 - 03/30/2007 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) CORAL GABLES, FL
IA
07/14/2000 - 10/02/2003 UBS FINANCIAL SERVICES INC. (CRD#:8174) MIAMI, FL
B
07/14/2000 - 10/02/2003 UBS FINANCIAL SERVICES INC. (CRD#:8174) WEEHAWKEN, NJ
B
11/02/1993 - 08/11/2000 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
05/13/1991 - 11/17/1993 SMITH BARNEY SHEARSON INC. (CRD#:7059) NEW YORK, NY
B
02/19/1986 - 05/23/1991 FIRST MIAMI SECURITIES, INC. (CRD#:7793) BOCA RATON, FL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.