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BARBARA SUE PLATZ
BARBARA SUE CARTWRIGHT
CRD#: 1460850
IA
Investment Adviser
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Broker
LPL FINANCIAL LLCCRD#: 6413 PORTLAND, OR
Registration History
19901995200020052010201520202025IALPL FINANCIAL LLC (CRD# 6413)2001 - Present (23 years)BLPL FINANCIAL LLC (CRD# 6413)1996 - Present (28 years)BWADDELL & REED, INC. (CRD# 866)1986 - 1996 (10 years)
License(s)

State Registrations

B
California 8/25/2003

IA
New Mexico 1/20/2001

B
Florida 1/19/2022

B
Oregon 2/9/2017

B
Georgia 1/19/2022

IA
Oregon 4/25/2024

B
New Mexico 1/10/1997

IA
Texas 3/28/2013

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
PORTLAND, OR
Registered with this firm since 1/20/2001

B
LPL FINANCIAL LLC (CRD#:6413)
PORTLAND, OR
Registered with this firm since 10/25/1996

Previous Registration(s)
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B
04/09/1986 - 06/06/1996 WADDELL & REED, INC. (CRD#:866) OVERLAND PARK, KS
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.