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Detailed Report
MARK PHILLIP PODBER
MARK PHILIP PODBER, MARK PHILLIPS PODBER
CRD#: 1460316
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 3280 PEACHTREE RD NE STE 300
ATLANTA, GA 30305
Registration History
199019952000200520102015202020252 FIRMS2008 - Present (17 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)2001 - 2008 (6 years)BWACHOVIA SECURITIES, INC. (CRD# 431)1997 - 2001 (4 years)BPAINEWEBBER INCORPORATED (CRD# 8174)1986 - 1997 (11 years)IAA. G. EDWARDS & SONS, INC. (CRD# 4)2003 - 2008 (4 years)
License(s)

State Registrations

B
Alabama 1/1/2008
B
New Jersey 2/14/2017
B
Arizona 12/18/2024
B
New Mexico 7/12/2013
B
California 1/1/2008
B
New York 1/1/2008
B
Colorado 1/1/2008
B
North Carolina 1/1/2008
B
Connecticut 5/24/2023
B
Ohio 1/1/2008
B
Florida 1/1/2008
B
Pennsylvania 4/5/2022
B
Georgia 1/1/2008
B
South Carolina 1/1/2008
IA
Georgia 1/1/2008
B
South Dakota 3/21/2022
B
Louisiana 7/26/2022
B
Tennessee 8/24/2023
B
Maine 11/11/2011
B
Texas 7/30/2021
B
Maryland 1/1/2008
B
Utah 8/28/2017
B
Michigan 3/20/2025
B
Virgin Islands 11/17/2014
B
Mississippi 2/2/2021
B
Virginia 1/1/2008
B
Missouri 8/10/2016
B
Washington 11/14/2022
B
Nevada 1/1/2008
B
Wyoming 7/28/2009

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
3280 PEACHTREE RD NE STE 300, ATLANTA, GA 30305
ATLANTA, GA
Registered with this firm since 1/1/2008
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
3280 PEACHTREE RD NE STE 300, ATLANTA, GA 30305
ATLANTA, GA
Registered with this firm since 1/1/2008
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 12/17/2001 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) ATLANTA, GA
IA
 04/30/2003 - 01/01/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) ATLANTA, GA
B
 08/18/1997 - 12/21/2001 WACHOVIA SECURITIES, INC. (CRD#:431) CHARLOTTE, NC
B
 02/19/1986 - 08/26/1997 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.