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STEVEN WILLIAM MCMAHON SR
STEVEN WILLIAM MCMAHON, STEVENWILLIAM MCMAHON
CRD#: 1460308
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 3801 PGA BLVD.
SUITE 1000
PALM BEACH GARDENS, FL 33410
Registration History
199019952000200520102015202020252 FIRMS1995 - 2006 (11 years)2 FIRMS2006 - 2010 (4 years)2 FIRMS2010 - Present (14 years)BPAINEWEBBER INCORPORATED (CRD# 8174)1986 - 1995 (9 years)
Disclosure(s)
View By:
10/1/2004
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 6/24/2024

B
Nevada 9/24/2024

B
Arkansas 11/5/2010

B
New Hampshire 8/11/2021

B
California 11/5/2010

B
New Jersey 11/5/2010

B
Colorado 11/18/2010

B
New York 11/5/2010

B
Connecticut 3/22/2021

B
North Carolina 11/5/2010

B
Delaware 10/20/2016

B
Ohio 11/5/2010

B
Florida 11/5/2010

B
Oregon 4/19/2022

IA
Florida 11/10/2010

B
Pennsylvania 11/5/2010

B
Georgia 11/5/2010

B
Rhode Island 11/5/2010

B
Idaho 11/3/2018

B
South Carolina 11/5/2010

B
Illinois 11/5/2010

B
Tennessee 11/5/2010

B
Maryland 11/5/2010

B
Texas 6/20/2014

B
Massachusetts 11/5/2010

IA
Texas 7/21/2014

B
Michigan 11/5/2010

B
Virginia 11/5/2010

B
Minnesota 2/3/2017

B
Wisconsin 11/5/2010

B
Missouri 10/31/2023

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
3801 PGA BLVD. SUITE 1000, PALM BEACH GARDENS, FL 33410
Registered with this firm since 11/10/2010

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
3801 PGA BLVD. SUITE 1000, PALM BEACH GARDENS, FL 33410
Registered with this firm since 11/5/2010

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/25/2006 - 11/09/2010 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PALM BEACH GARDENS, FL
B
09/22/2006 - 11/09/2010 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PALM BEACH GARDENS, FL
IA
01/30/1995 - 10/02/2006 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) JUPITER, FL
B
01/30/1995 - 10/02/2006 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) JUPITER, FL
B
02/19/1986 - 02/17/1995 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.