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Alex M Cena
ALEX M CENA, ALEX MAMON CENA, ALEX CENA
CRD#: 1460048
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 5001 Spring Valley Road
Suite 900W
Dallas, TX 75244
Registration History
199019952000200520102015202020252 FIRMS2017 - Present (8 years)BSALOMON SMITH BARNEY INC. (CRD# 7059)1998 - 2001 (2 years)BBEAR, STEARNS & CO. INC. (CRD# 79)1996 - 1998 (2 years)BLEHMAN BROTHERS INC. (CRD# 7506)1993 - 1996 (3 years)BDAIN BOSWORTH INCORPORATED (CRD# 7600)1991 - 1993 (1 year)BWILLIAM K. WOODRUFF & COMPANY ... (CRD# 10324)1989 - 1991 (2 years)IABRAZOS SECURITIES, INC. (CRD# 21624)2016 - 2017 (<1 year)
License(s)

State Registrations

B
Alaska 9/29/2020

B
Missouri 9/24/2020

B
Arizona 9/24/2020

B
Montana 5/5/2023

B
Arkansas 9/29/2020

B
Nevada 11/29/2022

B
California 3/14/2017

B
New Jersey 3/14/2017

B
Colorado 3/14/2017

B
New Mexico 10/2/2020

B
Connecticut 9/24/2020

B
New York 3/14/2017

B
Delaware 9/29/2020

B
North Carolina 7/17/2019

B
District of Columbia 9/24/2020

B
Ohio 9/24/2020

B
Florida 10/19/2018

B
Oklahoma 9/29/2020

B
Georgia 9/24/2020

B
Oregon 9/24/2020

B
Hawaii 9/29/2020

B
Pennsylvania 10/11/2017

B
Illinois 6/22/2017

B
Rhode Island 1/28/2021

B
Iowa 9/29/2020

B
South Carolina 9/24/2020

B
Kansas 8/18/2023

B
Tennessee 9/24/2020

B
Kentucky 9/24/2020

B
Texas 2/14/2017

B
Louisiana 9/24/2020

IA
Texas 2/14/2017

B
Maine 9/29/2020

B
Virginia 5/6/2020

B
Maryland 7/20/2017

B
Washington 9/29/2020

B
Massachusetts 7/11/2018

B
Wisconsin 6/21/2019

B
Michigan 9/24/2020

B
Wyoming 11/1/2022

B
Mississippi 9/29/2020

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
5001 Spring Valley Road Suite 900W, Dallas, TX 75244
Registered with this firm since 2/14/2017

B
MORGAN STANLEY (CRD#:149777)
5001 Spring Valley Road Suite 900W, Dallas, TX 75244
Registered with this firm since 2/14/2017

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/10/2016 - 02/15/2017 BRAZOS SECURITIES, INC. (CRD#:21624) McKinney, TX
B
09/11/1998 - 07/17/2001 SALOMON SMITH BARNEY INC. (CRD#:7059) NEW YORK, NY
B
04/02/1996 - 08/27/1998 BEAR, STEARNS & CO. INC. (CRD#:79) NEW YORK, NY
B
01/21/1993 - 03/22/1996 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
B
06/10/1991 - 01/15/1993 DAIN BOSWORTH INCORPORATED (CRD#:7600)
B
01/18/1989 - 05/21/1991 WILLIAM K. WOODRUFF & COMPANY INCORPORATED (CRD#:10324) DALLAS, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.