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Detailed Report
JEFFREY PAUL WARNOCK
JEFF WARNOCK
CRD#: 1458833
IA
Investment Adviser
B
Broker
THE BALDWIN GROUP WEALTH ADVISORS, LLCCRD#: 312284 2050 MAIN STREET
SUITE 510
IRVINE, CA 92614
EQUITABLE ADVISORS, LLCCRD#: 6627 2050 MAIN STREET
SUITE 510
IRVINE, CA 92614
Registration History
19901995200020052010201520202025IATHE BALDWIN GROUP WEALTH ADVIS... (CRD# 312284)2021 - Present (4 years)BEQUITABLE ADVISORS, LLC (CRD# 6627)1986 - Present (38 years)BTHE EQUITABLE LIFE ASSURANCE S... (CRD# 4039)1986 - 2000 (13 years)IABURNHAM GIBSON WEALTH ADVISORS... (CRD# 282035)2015 - 2021 (5 years)IAAXA ADVISORS, LLC (CRD# 6627)1998 - 2016 (18 years)
License(s)

State Registrations

B
Arizona 4/19/2004
B
Hawaii 6/23/2009
B
California 8/21/1986
B
Nevada 4/26/2000
IA
California 3/12/2021
B
Texas 1/13/2022
B
Florida 3/18/1999
IA
Texas 4/19/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
THE BALDWIN GROUP WEALTH ADVISORS, LLC (CRD#:312284)
2050 MAIN STREET SUITE 510, IRVINE, CA 92614
Registered with this firm since 3/12/2021
B
EQUITABLE ADVISORS, LLC (CRD#:6627)
2050 MAIN STREET SUITE 510, IRVINE, CA 92614
Registered with this firm since 5/27/1986
Previous Registration(s)
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IA
 12/21/2015 - 03/12/2021 BURNHAM GIBSON WEALTH ADVISORS, INC. (CRD#:282035) IRVINE, CA
IA
 07/28/1998 - 09/16/2016 AXA ADVISORS, LLC (CRD#:6627) IRVINE, CA
B
 05/27/1986 - 01/05/2000 THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (CRD#:4039) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.