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Detailed Report
James Charles Byrnes
JAMES C BYRNES
CRD#: 1458733
IA
Investment Adviser
B
Broker
MML INVESTORS SERVICES, LLCCRD#: 10409 315 WEST TOWN PLACE
UNITS 7 & 8
ST. AUGUSTINE, FL 32092
Registration History
199019952000200520102015202020252 FIRMS2024 - Present (<1 year)BNYLIFE SECURITIES LLC (CRD# 5167)2018 - 2024 (6 years)BROSENBLATT SECURITIES INC. (CRD# 18377)2015 - 2018 (2 years)BINTERNATIONAL STRATEGY & INVES... (CRD# 28195)2014 - 2015 (<1 year)BEVERCORE GROUP L.L.C. (CRD# 42405)2010 - 2014 (4 years)BTHOMAS WEISEL PARTNERS LLC (CRD# 46237)2002 - 2010 (7 years)BJ.P. MORGAN SECURITIES INC. (CRD# 18718)2001 - 2002 (1 year)BJ.P. MORGAN SECURITIES INC. (CRD# 15733)2001 - 2001 (<1 year)BCHASE SECURITIES INC. (CRD# 18718)2000 - 2001 (1 year)BHAMBRECHT & QUIST LLC (CRD# 940)1999 - 2000 (<1 year)BSALOMON SMITH BARNEY INC. (CRD# 7059)1992 - 1999 (6 years)BLEHMAN BROTHERS INC. (CRD# 7506)1989 - 1992 (3 years)IAEAGLE STRATEGIES LLC (CRD# 110826)2022 - 2024 (2 years)
License(s)

State Registrations

B
California 10/29/2024
B
Georgia 10/29/2024
B
Florida 8/8/2024
B
New York 8/8/2024
IA
Florida 8/12/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MML INVESTORS SERVICES, LLC (CRD#:10409)
315 WEST TOWN PLACE UNITS 7 & 8, ST. AUGUSTINE, FL 32092
Registered with this firm since 8/12/2024
B
MML INVESTORS SERVICES, LLC (CRD#:10409)
315 WEST TOWN PLACE UNITS 7 & 8, ST. AUGUSTINE, FL 32092
Registered with this firm since 8/8/2024
Previous Registration(s)
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IA
 04/14/2022 - 07/29/2024 EAGLE STRATEGIES LLC (CRD#:110826) JACKSONVILLE, FL
B
 02/01/2018 - 07/29/2024 NYLIFE SECURITIES LLC (CRD#:5167) JACKSONVILLE, FL
B
 06/08/2015 - 01/02/2018 ROSENBLATT SECURITIES INC. (CRD#:18377) NEW YORK, NY
B
 10/31/2014 - 06/01/2015 INTERNATIONAL STRATEGY & INVESTMENT GROUP LLC (CRD#:28195) NEW YORK, NY
B
 08/03/2010 - 11/18/2014 EVERCORE GROUP L.L.C. (CRD#:42405) New York, NY
B
 09/30/2002 - 07/26/2010 THOMAS WEISEL PARTNERS LLC (CRD#:46237) NEW YORK, NY
B
 05/01/2001 - 09/26/2002 J.P. MORGAN SECURITIES INC. (CRD#:18718) NEW YORK, NY
B
 02/05/2001 - 05/01/2001 J.P. MORGAN SECURITIES INC. (CRD#:15733) NEW YORK, NY
B
 02/01/2000 - 02/05/2001 CHASE SECURITIES INC. (CRD#:18718) NEW YORK, NY
B
 03/12/1999 - 02/01/2000 HAMBRECHT & QUIST LLC (CRD#:940) SAN FRANCISCO, CA
B
 04/21/1992 - 03/16/1999 SALOMON SMITH BARNEY INC. (CRD#:7059) NEW YORK, NY
B
 01/09/1989 - 03/10/1992 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.