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JOHN JUDSON FAIRCLOTH JR
JOHN JUDSON FAIRCLOTH, JOHN FAIRCLOTH JR
CRD#: 1457929
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 101 East Kennedy Boulevard, Suite 1800
TAMPA, FL 33602
Registration History
199019952000200520102015202020252 FIRMS2000 - 2003 (2 years)2 FIRMS2003 - 2008 (5 years)2 FIRMS2008 - Present (16 years)BPAINEWEBBER INCORPORATED (CRD# 8174)1994 - 2000 (6 years)BSMITH BARNEY INC. (CRD# 7059)1989 - 1994 (5 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1986 - 1989 (3 years)
License(s)

State Registrations

B
Alabama 7/13/2020

B
Mississippi 6/30/2022

B
California 10/24/2008

B
Missouri 6/29/2023

B
Colorado 7/14/2015

B
Nevada 1/7/2025

B
Connecticut 7/7/2015

B
New Hampshire 7/7/2015

B
District of Columbia 3/4/2024

B
New Jersey 7/7/2015

B
Florida 10/24/2008

B
New Mexico 12/8/2023

IA
Florida 11/20/2008

B
New York 7/7/2015

B
Georgia 10/24/2008

B
North Carolina 10/24/2008

IA
Georgia 4/1/2015

B
Pennsylvania 7/7/2015

B
Idaho 4/6/2023

B
South Carolina 9/11/2023

B
Illinois 7/7/2015

B
Tennessee 6/27/2013

B
Indiana 7/7/2015

B
Texas 7/7/2015

B
Kansas 7/7/2015

IA
Texas 7/14/2015

B
Louisiana 7/7/2015

B
Utah 6/30/2022

B
Maryland 7/7/2015

B
Vermont 7/7/2015

B
Massachusetts 10/24/2008

B
Virginia 7/7/2015

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
101 East Kennedy Boulevard, Suite 1800, TAMPA, FL 33602
Registered with this firm since 11/20/2008

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
101 East Kennedy Boulevard, Suite 1800, TAMPA, FL 33602
Registered with this firm since 10/24/2008

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/01/2003 - 10/28/2008 WACHOVIA SECURITIES, LLC (CRD#:19616) TAMPA, FL
B
07/01/2003 - 10/28/2008 WACHOVIA SECURITIES, LLC (CRD#:19616) ST. LOUIS, MO
IA
09/01/2000 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) TAMPA, FL
B
09/01/2000 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
08/15/1994 - 09/20/2000 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
B
07/03/1989 - 08/23/1994 SMITH BARNEY INC. (CRD#:7059) NEW YORK, NY
B
02/19/1986 - 07/21/1989 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.