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Detailed Report
WILLIAM TILLMAN JEFFERY
BILL JEFFERY
CRD#: 1457928
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 105 South Court Street
Florence, AL 35630
Registration History
199019952000200520102015202020252 FIRMS2009 - 2009 (<1 year)2 FIRMS2009 - Present (15 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1986 - 2009 (23 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1987 - 2009 (21 years)
Disclosure(s)
View By:
12/13/2002
Customer Dispute
Settled
10/1/1995
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 6/1/2009
B
Missouri 6/25/2015
IA
Alabama 6/1/2009
B
New Jersey 6/1/2009
B
Arizona 10/25/2021
B
New Mexico 2/10/2014
B
Arkansas 1/7/2022
B
New York 7/22/2009
B
California 6/1/2009
B
North Carolina 6/1/2009
B
Colorado 4/24/2018
B
Pennsylvania 1/21/2020
B
Florida 6/1/2009
B
South Carolina 7/23/2014
B
Georgia 6/1/2009
B
Tennessee 6/1/2009
B
Illinois 6/1/2009
B
Texas 6/1/2009
B
Kansas 1/25/2018
IA
Texas 6/1/2009
B
Kentucky 10/1/2014
B
Virginia 6/1/2009
B
Maryland 6/1/2009
B
Washington 4/1/2010
B
Mississippi 6/1/2009

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
105 South Court Street, Florence, AL 35630
305 Church Street, Huntsville, AL 35801
Registered with this firm since 6/1/2009
B
MORGAN STANLEY (CRD#:149777)
105 South Court Street, Florence, AL 35630
305 Church Street, Huntsville, AL 35801
Registered with this firm since 6/1/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 02/06/2009 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) FLORENCE, AL
B
 02/06/2009 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) FLORENCE, AL
IA
 08/10/1987 - 02/18/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) FLORENCE, AL
B
 02/19/1986 - 02/18/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) FLORENCE, AL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.