• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
CARMELA NOCERINO
CARMELA FREQUENZA, CARMELA STELLA
CRD#: 1457893
IA
Investment Adviser
B
Broker
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 222 Mount Airy Road
Ste 209
Basking Ridge, NJ 07920
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 222 Mt. Airy Rd.
Suite 209
Basking Ridge, NJ 07920
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2016 - 2016 (<1 year)2 FIRMS2016 - 2022 (5 years)2 FIRMS2022 - Present (3 years)BMORGAN STANLEY (CRD# 149777)2012 - 2016 (3 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2000 - 2012 (11 years)BLEGG MASON WOOD WALKER, INCORP... (CRD# 6555)1998 - 2000 (1 year)IAMORGAN STANLEY (CRD# 149777)2013 - 2016 (3 years)
License(s)

State Registrations

B
Alabama 1/10/2022

B
Montana 1/10/2022

B
Arizona 1/10/2022

B
Nevada 8/27/2024

B
California 1/10/2022

B
New Hampshire 1/10/2022

B
Colorado 1/10/2022

B
New Jersey 1/4/2022

B
Connecticut 1/10/2022

IA
New Jersey 1/5/2022

B
Delaware 1/10/2022

B
New Mexico 1/10/2022

B
District of Columbia 1/10/2022

B
New York 1/10/2022

B
Florida 1/10/2022

B
North Carolina 1/10/2022

B
Georgia 1/11/2022

B
Ohio 1/10/2022

B
Hawaii 8/29/2024

B
Oregon 1/10/2022

B
Illinois 1/14/2022

B
Pennsylvania 1/10/2022

B
Indiana 1/10/2022

B
Rhode Island 1/10/2022

B
Kansas 1/10/2022

B
South Carolina 1/10/2022

B
Kentucky 1/10/2022

B
South Dakota 1/10/2022

B
Louisiana 1/10/2022

B
Tennessee 8/29/2024

B
Maine 1/10/2022

B
Texas 1/10/2022

B
Maryland 1/10/2022

IA
Texas 1/14/2022

B
Massachusetts 1/11/2022

B
Vermont 1/10/2022

B
Michigan 1/10/2022

B
Virginia 1/10/2022

B
Minnesota 1/11/2022

B
Washington 1/10/2022

B
Missouri 11/1/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
222 Mount Airy Road Ste 209, Basking Ridge, NJ 07920
Registered with this firm since 1/5/2022

B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
222 Mt. Airy Rd. Suite 209, Basking Ridge, NJ 07920
Registered with this firm since 1/4/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/17/2016 - 01/04/2022 MORGAN STANLEY (CRD#:149777) Paramus, NJ
B
08/17/2016 - 01/04/2022 MORGAN STANLEY (CRD#:149777) Paramus, NJ
IA
03/08/2016 - 08/03/2016 RBC CAPITAL MARKETS, LLC (CRD#:31194) PARSIPPANY, NJ
B
03/08/2016 - 08/03/2016 RBC CAPITAL MARKETS, LLC (CRD#:31194) PARSIPPANY, NJ
IA
03/26/2013 - 03/21/2016 MORGAN STANLEY (CRD#:149777) RED BANK, NJ
B
04/23/2012 - 03/21/2016 MORGAN STANLEY (CRD#:149777) RED BANK, NJ
B
05/09/2000 - 03/26/2012 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SHORT HILLS, NJ
B
11/10/1998 - 04/24/2000 LEGG MASON WOOD WALKER, INCORPORATED (CRD#:6555) BALTIMORE, MD
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.