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MARK DORFMAN
CRD#: 1457646
IA
Investment Adviser
B
Broker
NOSURIS, INC.CRD#: 160979 700 MERRICK ROAD
LYNBROOK, NY 11563-2327
APW CAPITAL, INC.CRD#: 43814 700 MERRICK ROAD
LYNBROOK, NY 11563
Registration History
199019952000200520102015202020252 FIRMS2008 - 2009 (1 year)2 FIRMS2009 - Present (15 years)IANOSURIS, INC. (CRD# 160979)2019 - Present (6 years)BAMERICAN PORTFOLIOS FINANCIAL ... (CRD# 18487)2002 - 2008 (5 years)BWISE PLANNING CORP. (CRD# 899)1989 - 2002 (12 years)BHARTFORD EQUITY SALES COMPANY INC. (CRD# 6604)1997 - 2000 (3 years)BHARTFORD EQUITY SALES COMPANY INC. (CRD# 6604)1995 - 1996 (1 year)BINTEGRATED RESOURCES EQUITY CO... (CRD# 6403)1988 - 1989 (1 year)BCAPITAL ANALYSTS, INCORPORATED (CRD# 5478)1986 - 1988 (2 years)IAAMERICAN PORTFOLIOS ADVISORS, INC (CRD# 112697)2003 - 2008 (4 years)
Disclosure(s)
View By:
4/18/2008
Customer Dispute
Denied
4/19/2000
Regulatory
Final
License(s)

State Registrations

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California 6/21/2017

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New Jersey 3/24/2009

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California 3/13/2020

B
New York 3/19/2009

B
Connecticut 3/18/2009

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New York 2/9/2021

B
Florida 3/19/2009

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Texas 2/14/2019

B
Georgia 1/5/2012

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Washington 9/25/2019

B
New Jersey 3/19/2009

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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NOSURIS, INC. (CRD#:160979)
700 MERRICK ROAD, LYNBROOK, NY 11563-2327
Registered with this firm since 2/14/2019

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COMPREHENSIVE CAPITAL MANAGEMENT, INC. (CRD#:119890)
700 MERRICK ROAD, LYNBROOK, NY 11563
Registered with this firm since 3/24/2009

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APW CAPITAL, INC. (CRD#:43814)
700 MERRICK ROAD, LYNBROOK, NY 11563
Registered with this firm since 3/11/2009

Previous Registration(s)
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01/31/2008 - 03/05/2009 CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. (CRD#:134139) LYNBROOK, NY
B
01/31/2008 - 03/05/2009 CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543) LYNBROOK, NY
IA
12/01/2003 - 01/31/2008 AMERICAN PORTFOLIOS ADVISORS, INC (CRD#:112697) HOLBROOK, NY
B
09/09/2002 - 01/31/2008 AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. (CRD#:18487) LYNBROOK, NY
B
11/28/1989 - 09/09/2002 WISE PLANNING CORP. (CRD#:899) HICKSVILLE, NY
B
05/16/1997 - 12/05/2000 HARTFORD EQUITY SALES COMPANY INC. (CRD#:6604) HARTFORD, CT
B
08/04/1995 - 12/31/1996 HARTFORD EQUITY SALES COMPANY INC. (CRD#:6604) HARTFORD, CT
B
07/18/1988 - 11/14/1989 INTEGRATED RESOURCES EQUITY CORPORATION (CRD#:6403)
B
02/19/1986 - 05/11/1988 CAPITAL ANALYSTS, INCORPORATED (CRD#:5478)
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.