• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
EUGENIA AMADOR
GENIE AMADOR, GENIE CRESPO
CRD#: 1457612
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 4400 Post Oak Parkway
Suite 1800
HOUSTON, TX 77027
Registration History
199019952000200520102015202020252 FIRMS1998 - 2006 (8 years)2 FIRMS2006 - 2010 (3 years)2 FIRMS2010 - Present (15 years)BNATIONSSECURITIES (CRD# 32542)1993 - 1998 (4 years)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1987 - 1993 (6 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1986 - 1987 (1 year)
License(s)

State Registrations

B
California 1/1/2010

B
New York 5/6/2015

B
Florida 1/1/2010

B
Texas 1/1/2010

B
Georgia 1/1/2010

IA
Texas 1/1/2010

IA
Georgia 1/1/2010

B
Virginia 10/3/2023

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
4400 Post Oak Parkway Suite 1800, HOUSTON, TX 77027
Registered with this firm since 1/1/2010

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
4400 Post Oak Parkway Suite 1800, HOUSTON, TX 77027
Registered with this firm since 1/1/2010

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/25/2006 - 01/01/2010 UBS INTERNATIONAL INC. (CRD#:107726) HOUSTON, TX
B
08/25/2006 - 01/01/2010 UBS INTERNATIONAL INC. (CRD#:107726) HOUSTON, TX
IA
01/01/1998 - 08/29/2006 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) HOUSTON, TX
B
01/01/1998 - 08/29/2006 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) HOUSTON, TX
B
07/06/1993 - 01/01/1998 NATIONSSECURITIES (CRD#:32542)
B
04/30/1987 - 07/06/1993 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
B
04/25/1986 - 05/02/1987 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.