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Detailed Report
DALIA BADAJOS
DALIA ISABEL CASTRO BADAJOS, DALIA I BADAJOS LUGO, DALIA ISABEL CASTRO BADAJOS LUGO, DALIA BADAJOS LUGO
CRD#: 1457053
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 19782 MacArthur Blvd
suite 270
Irvine, CA 92612
Registration History
19901995200020052010201520202025IAOSAIC WEALTH, INC. (CRD# 23131)2006 - Present (19 years)BOSAIC WEALTH, INC. (CRD# 23131)2004 - Present (20 years)BPARK AVENUE SECURITIES LLC (CRD# 46173)1999 - 2004 (5 years)BGUARDIAN INVESTOR SERVICES COR... (CRD# 6635)1990 - 1999 (9 years)BMML INVESTORS SERVICES, INC. (CRD# 10409)1987 - 1990 (3 years)BMASSACHUSETTS MUTUAL LIFE INSU... (CRD# 2682)1987 - 1988 (<1 year)BGREAT WESTERN FINANCIAL SECURI... (CRD# 14229)1986 - 1987 (1 year)IAPARK AVENUE SECURITIES LLC (CRD# 46173)2001 - 2004 (3 years)
License(s)

State Registrations

B
Arizona 8/19/2021
B
New Hampshire 2/15/2023
B
California 8/19/2004
B
Oregon 8/19/2004
IA
California 3/23/2006
IA
Oregon 12/19/2008
B
Hawaii 11/8/2023
B
Washington 12/14/2017
B
Illinois 9/4/2018

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
19782 MacArthur Blvd suite 270, Irvine, CA 92612
Registered with this firm since 3/23/2006
B
OSAIC WEALTH, INC. (CRD#:23131)
19782 MacArthur Blvd suite 270, Irvine, CA 92612
Registered with this firm since 8/19/2004
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 03/01/2001 - 08/24/2004 PARK AVENUE SECURITIES LLC (CRD#:46173) NEWPORT BEACH, CA
B
 05/03/1999 - 08/24/2004 PARK AVENUE SECURITIES LLC (CRD#:46173) NEW YORK, NY
B
 05/25/1990 - 05/03/1999 GUARDIAN INVESTOR SERVICES CORPORATION (CRD#:6635) NEW YORK, NY
B
 05/22/1987 - 05/01/1990 MML INVESTORS SERVICES, INC. (CRD#:10409) SPRINGFIELD, MA
B
 05/22/1987 - 01/02/1988 MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (CRD#:2682)
B
 03/19/1986 - 05/01/1987 GREAT WESTERN FINANCIAL SECURITIES CORPORATION (CRD#:14229)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.