Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
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Detailed Report
Registration History
199019952000200520102015202020252 FIRMS1986 - 1990 (4 years)IAPNC INVESTMENTS (CRD# 129052)2010 - Present (14 years)BPNC INVESTMENTS (CRD# 129052)2009 - Present (15 years)BNATCITY INVESTMENTS, INC. (CRD# 17490)1998 - 2009 (11 years)BNATCITY INSURANCE SERVICES, INC. (CRD# 16989)1991 - 2001 (10 years)
Disclosure(s)
View By:
7/16/2008
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
Florida 11/13/2009
B
Oregon 11/13/2009
B
Georgia 6/13/2017
B
South Carolina 12/9/2021
B
Michigan 11/13/2009
B
Tennessee 2/9/2022
IA
Michigan 9/3/2010
B
Texas 11/29/2017
B
North Carolina 9/28/2020
B
Virginia 11/13/2009

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PNC INVESTMENTS (CRD#:129052)
2322 TITTABAWASSEE RD, SAGINAW, MI 48604
Registered with this firm since 9/3/2010
B
PNC INVESTMENTS (CRD#:129052)
2322 TITTABAWASSEE RD, SAGINAW, MI 48604
Registered with this firm since 11/13/2009
Previous Registration(s)
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B
 04/21/1998 - 11/13/2009 NATCITY INVESTMENTS, INC. (CRD#:17490) SAGINAW, MI
B
 02/07/1991 - 12/31/2001 NATCITY INSURANCE SERVICES, INC. (CRD#:16989) CLEVELAND, OH
B
 03/21/1986 - 10/09/1990 EQUICO SECURITIES, INC. (CRD#:6627) NEW YORK, NY
B
 03/21/1986 - 10/09/1990 THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (CRD#:4039) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.