Individual Firm
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Albert Dobrushkin
CRD#: 1455793
IA
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 1414 MASSACHUSETTS AVE
CAMBRIDGE, MA 02138
CAMBRIDGE, MA 02138
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10/5/2010
Customer Dispute
Denied
4/24/2002
Customer Dispute
Settled
State Registrations
B
Alaska 10/13/2020
B
Montana 8/29/2022
B
California 10/23/2009
B
Nevada 10/23/2009
B
Colorado 9/3/2020
B
New Hampshire 10/23/2009
B
Connecticut 10/23/2009
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New Hampshire 2/16/2024
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Connecticut 10/23/2009
B
New Jersey 10/23/2009
B
Delaware 2/1/2022
B
New York 10/23/2009
B
District of Columbia 12/19/2022
B
North Carolina 10/23/2009
B
Florida 10/23/2009
B
Pennsylvania 10/23/2009
B
Georgia 9/28/2018
B
Puerto Rico 1/11/2023
B
Illinois 4/2/2020
B
Rhode Island 12/18/2013
B
Kentucky 2/18/2016
B
Tennessee 10/23/2009
B
Louisiana 10/7/2020
B
Texas 10/23/2009
B
Maine 11/14/2019
IA
Texas 9/25/2012
B
Maryland 10/23/2009
B
Vermont 10/23/2009
B
Massachusetts 10/23/2009
B
Virginia 8/10/2015
B
Michigan 12/2/2024
B
Washington 10/23/2009
B
Minnesota 9/16/2011
B
Wyoming 5/29/2024
B
Missouri 1/20/2016
SRO Registrations
B
B
B
B
B
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IA
Registered with this firm since 10/23/2009
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Registered with this firm since 10/23/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/20/2004 - 10/23/2009 | BROOKLINE, MA | |
B | 10/20/2004 - 10/23/2009 | BROOKLINE, MA | |
IA | 07/23/2003 - 10/20/2004 | BROOKLINE, MA | |
B | 09/25/2000 - 10/20/2004 | NEW YORK, NY | |
B | 03/08/1999 - 10/31/2000 | NEW YORK, NY | |
B | 05/07/1997 - 09/25/2000 | BOSTON, MA | |
B | 10/13/1986 - 05/05/1997 | HARTFORD, CT | |
B | 06/09/1986 - 11/05/1986 |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.