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Detailed Report
WILLIAM PATRICK LOFTUS
BILL LOFTUS
CRD#: 1453588
IA
Investment Adviser
COASTAL BRIDGE ADVISORSCRD#: 152569 54 WILTON ROAD
1ST FLOOR
WESTPORT, CT 06880
Registration History
1996199820002002200420062008201020122014201620182020202220242026IACOASTAL BRIDGE ADVISORS (CRD# 152569)2010 - Present (15 years)IALLBH GROUP PRIVATE WEALTH MANA... (CRD# 147888)2008 - 2010 (1 year)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1998 - 2008 (10 years)
Disclosure(s)
View By:
8/31/2007
Customer Dispute
Settled
8/26/2004
Customer Dispute
Settled
10/1/1996
Customer Dispute
Settled
License(s)

State Registrations

IA
Connecticut 1/21/2010
Current Registration(s)
IA
COASTAL BRIDGE ADVISORS (CRD#:152569)
54 WILTON ROAD 1ST FLOOR, WESTPORT, CT 06880
Registered with this firm since 1/21/2010
Previous Registration(s)
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IA
 10/22/2008 - 01/20/2010 LLBH GROUP PRIVATE WEALTH MANAGEMENT, LLC (CRD#:147888) WESTPORT, CT
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 08/31/1998 - 10/21/2008 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WESTPORT, CT
For additional information about investment advisers or broker-dealers, please visit
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.