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PAULA MARIE ROGALA
PAULA M ROGALA, PAULA ROGALA, PAULA WOOD, PAULA MARIE WOOD-GUYETTE, PAULA M WOODGUYETTE…
CRD#: 1453356
IA
B
OSAIC WEALTH, INC.CRD#: 23131 350 LINDEN OAKS
SUITE 140
ROCHESTER, NY 14625
SUITE 140
ROCHESTER, NY 14625
0
Disclosures
32
Years of Experience
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State Registrations
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District of Columbia 10/11/2024
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New York 10/11/2024
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Florida 10/11/2024
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North Carolina 10/11/2024
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Florida 10/28/2024
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North Carolina 11/7/2024
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Georgia 10/11/2024
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Ohio 10/11/2024
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Indiana 10/11/2024
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Ohio 10/11/2024
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Kentucky 10/11/2024
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Pennsylvania 10/11/2024
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Missouri 10/11/2024
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Pennsylvania 10/11/2024
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New Jersey 10/11/2024
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South Carolina 10/11/2024
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New Jersey 10/11/2024
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Tennessee 10/11/2024
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New York 10/11/2024
SRO Registrations
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Registered with this firm since 10/11/2024
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Registered with this firm since 10/11/2024
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Registered with this firm since 10/11/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/12/2016 - 10/11/2024 | HOLBROOK, NY | |
B | 07/12/2016 - 10/11/2024 | ROCHESTER, NY | |
IA | 12/12/2013 - 07/20/2016 | FAIRPORT, NY | |
B | 05/21/2009 - 07/20/2016 | FAIRPORT, NY | |
B | 08/13/2007 - 05/14/2009 | PITTSFORD, NY | |
B | 07/30/1997 - 11/06/2000 | WAVERLY, IA | |
B | 07/14/1994 - 08/20/1997 | NEW YORK, NY | |
B | 04/25/1986 - 07/21/1994 | BOSTON, MA | |
B | 04/25/1986 - 07/21/1994 | BOSTON, MA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.