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STEVEN JOEL JONES
STEVEN J JONES
CRD#: 1452921
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 1200 5TH AVE STE 1920
SEATTLE, WA 98101-3116
Registration History
199019952000200520102015202020252 FIRMS2012 - 2015 (3 years)2 FIRMS2015 - 2018 (2 years)2 FIRMS2018 - Present (6 years)BFIRST WASHINGTON CORPORATION (CRD# 6681)1989 - 2012 (23 years)BDREXEL BURNHAM LAMBERT INCORPO... (CRD# 7323)1986 - 1989 (3 years)IAFIRST WASHINGTON CORPORATION (CRD# 6681)1997 - 2012 (15 years)
License(s)

State Registrations

B
Alaska 10/26/2018

B
Nebraska 10/5/2021

B
Arizona 10/26/2018

B
Nevada 10/26/2018

B
Arkansas 10/26/2018

B
New York 10/26/2018

B
California 10/26/2018

B
North Carolina 10/26/2018

B
Colorado 10/26/2018

B
Oregon 10/26/2018

B
Florida 10/26/2018

B
Texas 10/26/2018

B
Hawaii 10/26/2018

IA
Texas 10/26/2018

B
Idaho 10/26/2018

B
Virginia 10/26/2018

B
Michigan 10/26/2018

B
Washington 10/26/2018

B
Minnesota 10/26/2018

IA
Washington 10/26/2018

B
Missouri 9/10/2024

B
Wisconsin 10/26/2018

B
Montana 11/19/2020

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
1200 5TH AVE STE 1920, SEATTLE, WA 98101-3116
Registered with this firm since 10/26/2018

B
LPL FINANCIAL LLC (CRD#:6413)
1200 5TH AVE STE 1920, SEATTLE, WA 98101-3116
Registered with this firm since 10/26/2018

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
12/28/2015 - 10/29/2018 SIGNATOR INVESTORS, INC. (CRD#:468) SEATTLE, WA
B
12/28/2015 - 10/29/2018 SIGNATOR INVESTORS, INC. (CRD#:468) SEATTLE, WA
IA
08/15/2012 - 12/28/2015 SIGNATOR FINANCIAL SERVICES, INC. (CRD#:19061) SEATTLE, WA
B
08/15/2012 - 12/28/2015 SIGNATOR FINANCIAL SERVICES, INC. (CRD#:19061) SEATTLE, WA
IA
04/04/1997 - 08/31/2012 FIRST WASHINGTON CORPORATION (CRD#:6681) SEATTLE, WA
B
05/26/1989 - 08/31/2012 FIRST WASHINGTON CORPORATION (CRD#:6681) SEATTLE, WA
B
04/01/1986 - 06/06/1989 DREXEL BURNHAM LAMBERT INCORPORATED (CRD#:7323)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.