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Detailed Report
ANDREW DAMIAN BAKER
ANDY BAKER
CRD#: 1452660
IA
Investment Adviser
B
Broker
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 11400 SE 8TH STREET
#265
BELLEVUE, WA 98004
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 11400 SE 8TH STREET, #265
BELLEVUE, WA 98004
Registration History
199019952000200520102015202020252 FIRMS2003 - 2017 (13 years)2 FIRMS2017 - 2018 (1 year)2 FIRMS2018 - Present (6 years)BMETROPOLITAN LIFE INSURANCE CO... (CRD# 4095)2003 - 2007 (3 years)BNEW ENGLAND SECURITIES (CRD# 615)1991 - 2004 (13 years)BFINANCIAL PLANNING CLINIC SECU... (CRD# 8524)1989 - 1991 (2 years)BFINANCIAL PLANNING CLINIC SECU... (CRD# 8524)1986 - 1991 (5 years)BNEW ENGLAND SECURITIES CORPORATION (CRD# 615)1987 - 1989 (1 year)IANEW ENGLAND SECURITIES CORPORATION (CRD# 615)2000 - 2004 (3 years)
License(s)

State Registrations

B
Alaska 1/2/2024
B
Nevada 8/29/2024
B
Arizona 12/3/2018
B
Oregon 3/4/2019
B
California 12/3/2018
B
Texas 12/3/2018
B
Colorado 11/21/2024
IA
Texas 5/1/2019
B
District of Columbia 1/2/2024
B
Washington 12/3/2018
B
Idaho 12/3/2018
IA
Washington 12/3/2018
B
Iowa 12/3/2018

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
11400 SE 8TH STREET #265, BELLEVUE, WA 98004
Registered with this firm since 12/3/2018
B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
11400 SE 8TH STREET, #265, BELLEVUE, WA 98004
Registered with this firm since 12/3/2018
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 03/25/2017 - 12/05/2018 MML INVESTORS SERVICES, LLC (CRD#:10409) BELLEVUE, WA
B
 03/25/2017 - 12/05/2018 MML INVESTORS SERVICES, LLC (CRD#:10409) BELLEVUE, WA
IA
 11/03/2003 - 03/25/2017 MSI FINANCIAL SERVICES, INC. (CRD#:14251) BELLEVUE, WA
B
 11/03/2003 - 03/25/2017 MSI FINANCIAL SERVICES, INC. (CRD#:14251) BELLEVUE, WA
B
 11/03/2003 - 07/09/2007 METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095) BELLEVUE, WA
IA
 07/20/2000 - 04/01/2004 NEW ENGLAND SECURITIES CORPORATION (CRD#:615) BELLEVUE, WA
B
 04/17/1991 - 04/01/2004 NEW ENGLAND SECURITIES (CRD#:615) NEW YORK, NY
B
 03/30/1989 - 03/22/1991 FINANCIAL PLANNING CLINIC SECURITIES CORP. (CRD#:8524)
B
 02/19/1986 - 03/22/1991 FINANCIAL PLANNING CLINIC SECURITIES CORP. (CRD#:8524) BELLEVUE, WA
B
 09/11/1987 - 04/25/1989 NEW ENGLAND SECURITIES CORPORATION (CRD#:615)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.