• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
GERARDO ARTURO CHAPA
CRD#: 1451790
IA
Investment Adviser
B
Broker
GFS ADVISORS LLCCRD#: 143110 1330 POST OAK BLVD., SUITE 2100
HOUSTON, TX 77056
GLOBAL FINANCIAL SERVICES, L.L.C.CRD#: 35699 1330 POST OAK BLVD.
STE 2100
HOUSTON, TX 77056-3019
Registration History
19901995200020052010201520202025IAGFS ADVISORS LLC (CRD# 143110)2007 - Present (17 years)BGLOBAL FINANCIAL SERVICES, L.L.C. (CRD# 35699)2022 - Present (2 years)BGLOBAL FINANCIAL SERVICES, L.L.C. (CRD# 35699)1994 - 2022 (27 years)BKIDDER, PEABODY & CO. INCORPORATED (CRD# 7613)1988 - 1994 (6 years)BGOLDMAN, SACHS & CO. (CRD# 361)1986 - 1988 (1 year)IAGLOBAL FINANCIAL SERVICES, LLC (CRD# 35699)1994 - 2008 (14 years)
Disclosure(s)
View By:
4/10/2008
Customer Dispute
Settled
12/30/2005
Regulatory
Final
License(s)

State Registrations

B
Arizona 9/21/2022

B
Ohio 9/14/2022

B
California 9/13/2022

B
South Dakota 10/5/2022

B
Delaware 10/12/2022

IA
Texas 5/30/2007

B
Florida 5/10/2023

B
Texas 9/19/2022

B
Michigan 9/15/2022

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
GFS ADVISORS LLC (CRD#:143110)
1330 POST OAK BLVD., SUITE 2100, HOUSTON, TX 77056
Registered with this firm since 5/30/2007

B
GLOBAL FINANCIAL SERVICES, L.L.C. (CRD#:35699)
1330 POST OAK BLVD. STE 2100, HOUSTON, TX 77056-3019
Registered with this firm since 9/13/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
B
07/12/1994 - 03/22/2022 GLOBAL FINANCIAL SERVICES, L.L.C. (CRD#:35699) HOUSTON, TX
IA
07/12/1994 - 08/05/2008 GLOBAL FINANCIAL SERVICES, LLC (CRD#:35699) HOUSTON, TX
B
02/24/1988 - 07/14/1994 KIDDER, PEABODY & CO. INCORPORATED (CRD#:7613) NEW YORK, NY
B
04/01/1986 - 03/07/1988 GOLDMAN, SACHS & CO. (CRD#:361)
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.