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Detailed Report
RAYMOND PAUL JACQUES CFP
RAYMOND PAUL JACQUES
CRD#: 1451245
IA
Investment Adviser
B
Broker
NEW ENGLAND SCHOONER, INC.CRD#: 129552 3 CENTENNIAL DRIVE
PEABODY, MA 01960
OSAIC WEALTH, INC.CRD#: 23131 3 CENTENNIAL DRIVE
SUITE 300
PEABODY, MA 01960
Registration History
19901995200020052010201520202025IANEW ENGLAND SCHOONER, INC. (CRD# 129552)2006 - Present (18 years)IAOSAIC WEALTH, INC. (CRD# 23131)2004 - Present (21 years)BOSAIC WEALTH, INC. (CRD# 23131)1992 - Present (32 years)BFORTIS INVESTORS, INC. (CRD# 421)1993 - 1996 (2 years)BFIRST INVESTORS CORPORATION (CRD# 305)1986 - 1992 (6 years)
Disclosure(s)
View By:
7/7/2006
Customer Dispute
Settled
3/30/2006
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 9/7/2022
B
Minnesota 1/10/2007
B
Alaska 5/23/2017
B
Mississippi 11/23/2016
B
Arizona 8/3/2000
B
Missouri 4/3/2020
B
Arkansas 6/15/2010
B
Montana 10/9/2018
B
California 7/25/1997
B
Nevada 4/18/2002
B
Colorado 1/21/1999
B
New Hampshire 3/3/2004
B
Connecticut 7/25/1997
IA
New Hampshire 7/6/2009
B
District of Columbia 4/7/2016
B
New Jersey 7/29/1997
B
Florida 9/4/1992
B
New York 11/16/1994
B
Georgia 12/8/1999
B
North Carolina 10/9/1998
B
Idaho 10/9/2019
B
Ohio 5/4/2000
B
Illinois 1/15/2009
B
Oklahoma 2/18/2003
B
Indiana 3/7/2013
B
Oregon 3/5/2012
B
Kansas 8/19/2004
B
Pennsylvania 9/4/1992
B
Kentucky 4/29/2015
B
Rhode Island 7/29/1997
B
Louisiana 9/8/2022
B
South Carolina 7/29/1997
B
Maine 7/8/1993
B
Texas 10/11/2001
IA
Maine 7/8/2016
B
Utah 10/21/2015
B
Maryland 6/4/2004
B
Vermont 9/15/1998
B
Massachusetts 9/4/1992
B
Virginia 8/3/1994
IA
Massachusetts 3/3/2004
B
Washington 9/30/1999
B
Michigan 7/28/1997
B
Wyoming 7/27/2009

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
NEW ENGLAND SCHOONER, INC. (CRD#:129552)
3 CENTENNIAL DRIVE, PEABODY, MA 01960
Registered with this firm since 7/7/2006
IA
OSAIC WEALTH, INC. (CRD#:23131)
3 CENTENNIAL DRIVE SUITE 300, PEABODY, MA 01960
Registered with this firm since 3/3/2004
B
OSAIC WEALTH, INC. (CRD#:23131)
3 CENTENNIAL DRIVE SUITE 300, PEABODY, MA 01960
Registered with this firm since 9/4/1992
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 09/24/1993 - 07/24/1996 FORTIS INVESTORS, INC. (CRD#:421) OAKDALE, MN
B
 02/20/1986 - 09/08/1992 FIRST INVESTORS CORPORATION (CRD#:305) EDISON, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.