Individual Firm
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GLENN EUGENE SCOTT
CRD#: 1450699
IA
B
MORGAN STANLEYCRD#: 149777 1800 Broadway
Suite 120
Boulder, CO 80302
Suite 120
Boulder, CO 80302
0
Disclosures
26
Years of Experience
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State Registrations
B
Alabama 6/4/2019
B
New Mexico 10/4/2023
B
Arizona 10/18/2016
B
New York 12/14/2017
B
California 12/19/2018
B
Oregon 11/16/2016
B
Colorado 9/29/2016
B
Texas 9/25/2017
IA
Colorado 9/29/2016
IA
Texas 2/19/2020
B
Florida 9/29/2016
B
Utah 6/27/2017
B
Georgia 4/19/2023
B
Wyoming 10/18/2016
B
Nevada 6/3/2019
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 9/29/2016
B
Registered with this firm since 9/29/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/19/2003 - 10/11/2016 | DENVER, CO | |
B | 01/01/2005 - 10/11/2016 | DENVER, CO | |
B | 12/05/2001 - 01/01/2005 | OMAHA, NE | |
IA | 01/01/1999 - 09/24/2003 | DENVER, CO | |
B | 01/19/2000 - 11/30/2001 | DENVER, CO |
DENVER, CO
01/01/1999 - 09/24/2003
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.