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MARK WILLIAM BIRRINGER
CRD#: 1450247
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 120 S Riverside
Suite 700
Chicago, IL 60606
Registration History
199019952000200520102015202020252 FIRMS1999 - 2008 (8 years)2 FIRMS2008 - 2009 (<1 year)2 FIRMS2009 - 2020 (11 years)2 FIRMS2020 - Present (4 years)BMORGAN STANLEY & CO., INCORPORATED (CRD# 8209)1992 - 1999 (7 years)BAMERICAN EXPRESS FINANCIAL ADV... (CRD# 6363)1986 - 1989 (3 years)
Disclosure(s)
View By:
11/30/2001
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 9/15/2020

B
Michigan 9/15/2020

B
California 9/15/2020

B
Minnesota 9/15/2020

B
Colorado 9/15/2020

B
Missouri 9/15/2020

B
Connecticut 10/6/2020

B
Montana 9/15/2020

B
Delaware 9/15/2020

B
New Jersey 9/15/2020

B
District of Columbia 9/15/2020

B
New York 9/15/2020

B
Florida 9/15/2020

B
North Carolina 9/16/2020

IA
Florida 3/19/2021

B
Ohio 9/15/2020

B
Georgia 9/15/2020

B
South Dakota 9/15/2020

B
Hawaii 8/19/2021

B
Tennessee 9/15/2020

B
Illinois 9/15/2020

B
Texas 9/15/2020

IA
Illinois 9/15/2020

IA
Texas 10/6/2020

B
Indiana 9/15/2020

B
Washington 9/15/2020

B
Iowa 9/15/2020

B
Wisconsin 9/15/2020

B
Massachusetts 9/15/2020

B
Wyoming 9/15/2020

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
120 S Riverside Suite 700, Chicago, IL 60606
Miami Beach, FL
Registered with this firm since 9/15/2020

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
120 S Riverside Suite 700, Chicago, IL 60606
Miami Beach, FL
Registered with this firm since 9/15/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/01/2009 - 07/30/2020 MORGAN STANLEY (CRD#:149777) Chicago, IL
B
06/01/2009 - 07/30/2020 MORGAN STANLEY (CRD#:149777) Chicago, IL
IA
07/18/2008 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) CHICAGO, IL
B
07/18/2008 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) CHICAGO, IL
IA
11/01/1999 - 07/24/2008 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CHICAGO, IL
B
11/01/1999 - 07/24/2008 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CHICAGO, IL
B
10/21/1992 - 11/05/1999 MORGAN STANLEY & CO., INCORPORATED (CRD#:8209) NEW YORK, NY
B
01/21/1986 - 07/10/1989 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.