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THOMAS JOHN KELLEY
CRD#: 1449947
IA
Investment Adviser
B
Broker
STIFEL, NICOLAUS & COMPANY, INCORPORATEDCRD#: 793 1249 W. LIEBAU ROAD, SUITE 250
MEQUON, WI 53092
Registration History
199019952000200520102015202020252 FIRMS2007 - Present (17 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)2002 - 2007 (5 years)BEQUABLE SECURITIES CORPORATION (CRD# 7405)1986 - 2002 (16 years)
License(s)

State Registrations

B
Alabama 6/17/2024

B
Maine 3/15/2023

B
Arizona 10/7/2020

B
Minnesota 8/31/2007

B
Arkansas 8/31/2007

B
Missouri 10/3/2023

B
Colorado 7/7/2008

B
Montana 8/31/2007

B
Florida 1/5/2023

IA
Texas 1/11/2018

B
Illinois 8/31/2007

B
Wisconsin 8/31/2007

B
Indiana 8/31/2007

IA
Wisconsin 8/31/2007

B
Kentucky 2/21/2024

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
1249 W. LIEBAU ROAD, SUITE 250, MEQUON, WI 53092
Registered with this firm since 8/31/2007

B
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
1249 W. LIEBAU ROAD, SUITE 250, MEQUON, WI 53092
Registered with this firm since 8/31/2007

Previous Registration(s)
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B
01/14/2002 - 09/04/2007 A. G. EDWARDS & SONS, INC. (CRD#:4) MEQUON, WI
B
01/08/1986 - 01/17/2002 EQUABLE SECURITIES CORPORATION (CRD#:7405) MILWAUKEE, WI
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.