Individual Firm
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
DOUGLAS IRA ZIDEL
CRD#: 1449410
IA
B
ZIDEL FINANCIAL INC.CRD#: 135047 210 S. RIDGE STREET
BRECKENRIDGE, CO 80424
BRECKENRIDGE, CO 80424
View By:
4/25/2014
Regulatory
Final
4/1/2012
Regulatory
Final
State Registrations
IA
California 4/8/2022
IA
New York 4/8/2022
IA
Colorado 10/4/2013
IA
Texas 9/20/2017
IA
Florida 8/4/2005
IA
Registered with this firm since 8/4/2005
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 09/29/2001 - 12/31/2019 | Frisco, CO | |
B | 01/23/1997 - 10/01/2001 | ST. LOUIS, MO | |
B | 05/10/1995 - 12/31/1996 | WALTHAM, MA | |
B | 02/17/1993 - 06/13/1995 | WEEHAWKEN, NJ | |
B | 09/04/1990 - 02/23/1993 | NEW YORK, NY | |
B | 11/21/1988 - 07/23/1990 | PARSIPPANY, NJ | |
B | 09/11/1987 - 11/29/1988 | ||
B | 01/13/1986 - 04/02/1987 |
09/11/1987 - 11/29/1988
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.