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Detailed Report
ROBERT JAMES GRINGERI
CRD#: 1448801
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1200 PITTSFORD VICTOR RD STE 100
PITTSFORD, NY 14534
Registration History
19901995200020052010201520202025IAWELLS FARGO ADVISORS (CRD# 19616)2021 - Present (3 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2008 - Present (17 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)1996 - 2008 (11 years)BCOMMUNITY SECURITIES, INC. (CRD# 10431)1989 - 1996 (7 years)BLIBERTY SECURITIES CORPORATION (CRD# 14416)1996 - 1996 (<1 year)BBLINDER, ROBINSON & CO., INC. (CRD# 5096)1986 - 1989 (2 years)
License(s)

State Registrations

B
Alabama 10/7/2021
B
New York 1/1/2008
B
Arizona 1/2/2020
IA
New York 7/27/2021
B
California 1/1/2008
B
North Carolina 8/21/2012
B
Colorado 10/7/2021
B
Ohio 10/8/2021
B
Florida 1/1/2008
B
Oklahoma 10/7/2021
B
Georgia 1/1/2008
B
Oregon 10/7/2021
B
Illinois 10/7/2021
B
Pennsylvania 1/1/2008
B
Indiana 10/7/2021
B
Rhode Island 3/5/2025
B
Maine 10/7/2021
B
South Carolina 10/7/2021
B
Maryland 10/7/2021
B
Tennessee 1/10/2025
B
Massachusetts 8/10/2021
B
Texas 1/1/2008
B
Michigan 8/20/2012
B
Virginia 7/18/2017
B
New Jersey 1/1/2008
B
Wisconsin 10/7/2021

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1200 PITTSFORD VICTOR RD STE 100, PITTSFORD, NY 14534
GENEVA, NY
Registered with this firm since 7/27/2021
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1200 PITTSFORD VICTOR RD STE 100, PITTSFORD, NY 14534
GENEVA, NY
Registered with this firm since 1/1/2008
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 09/04/1996 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) PITTSFORD, NY
B
 03/03/1989 - 09/06/1996 COMMUNITY SECURITIES, INC. (CRD#:10431) ROCHESTER, NY
B
 09/03/1996 - 09/04/1996 LIBERTY SECURITIES CORPORATION (CRD#:14416) PURCHASE, NY
B
 04/25/1986 - 03/09/1989 BLINDER, ROBINSON & CO., INC. (CRD#:5096)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.