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DANIEL SEARS BALL
CRD#: 1447402
IA
Investment Adviser
B
Broker
COMMONWEALTH FINANCIAL NETWORKCRD#: 8032 3 OAK STREET
WESTBOROUGH, MA 01581
Registration History
19901995200020052010201520202025IACOMMONWEALTH FINANCIAL NETWORK (CRD# 8032)1999 - Present (26 years)BCOMMONWEALTH FINANCIAL NETWORK (CRD# 8032)1987 - Present (37 years)BMONARCH SECURITIES, INC. (CRD# 2809)1986 - 1988 (2 years)
License(s)

State Registrations

B
Arizona 3/18/2003

B
New Hampshire 2/22/2019

B
California 3/20/2001

B
New York 6/21/2017

B
Colorado 8/9/2010

B
North Carolina 8/17/2009

B
Connecticut 9/30/1987

B
Pennsylvania 6/8/2010

B
Florida 1/3/2005

B
Rhode Island 3/23/2001

B
Maine 2/4/2004

B
South Carolina 8/30/2004

B
Maryland 9/8/2023

B
Virginia 8/16/2004

B
Massachusetts 3/31/1987

B
Washington 2/7/2025

IA
Massachusetts 1/10/1999

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
3 OAK STREET, WESTBOROUGH, MA 01581
Registered with this firm since 1/10/1999

B
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
3 OAK STREET, WESTBOROUGH, MA 01581
Registered with this firm since 3/31/1987

Previous Registration(s)
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B
07/10/1986 - 07/11/1988 MONARCH SECURITIES, INC. (CRD#:2809)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.