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JAMES FRANCIS LAURENT
JIM LAURENT
CRD#: 1447329
IA
B
CAPITAL ANALYSTSCRD#: 162200 4701 Baptist Road
Suite 105
Pittsburgh, PA 15227
Suite 105
Pittsburgh, PA 15227
LINCOLN INVESTMENTCRD#: 519 4701 BAPTIST ROAD
SUITE 203B
PITTSBURGH, PA 15227-1117
SUITE 203B
PITTSBURGH, PA 15227-1117
0
Disclosures
38
Years of Experience
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State Registrations
B
Florida 6/2/2012
B
Pennsylvania 6/1/2012
B
Georgia 1/5/2021
IA
Pennsylvania 8/7/2012
B
Maryland 1/3/2022
B
South Carolina 6/1/2012
B
Massachusetts 9/10/2013
B
West Virginia 6/1/2012
B
North Carolina 5/16/2019
SRO Registrations
B
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IA
Registered with this firm since 2/19/2016
IA
Registered with this firm since 8/7/2012
B
Registered with this firm since 6/1/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 07/30/2002 - 06/01/2012 | PITTSBURGH, PA | |
IA | 05/16/2001 - 07/31/2002 | PITTSBURGH, PA | |
B | 02/20/2001 - 07/29/2002 | EL SEGUNDO, CA | |
B | 03/22/1995 - 02/20/2001 | CINCINNATI, OH | |
B | 03/25/1986 - 03/23/1995 |
PITTSBURGH, PA
05/16/2001 - 07/31/2002
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.