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JOHN JAMES RILEY
JOHN J. RILEY, JOHN JAMES RILEY SR
CRD#: 1445860
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Investment Adviser
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Previous Broker
CORNERSTONE INVESTMENT SERVICESCRD#: 129164 245 WATERMAN AVE STE 301
PROVIDENCE, RI 02916
Registration History
19901995200020052010201520202025IACORNERSTONE INVESTMENT SERVICES (CRD# 129164)2003 - Present (21 years)BVESTECH SECURITIES, INC. (CRD# 41409)2019 - 2020 (1 year)BCANTELLA & CO., INC. (CRD# 13905)1999 - 2019 (20 years)BPAINEWEBBER INCORPORATED (CRD# 8174)1993 - 1999 (6 years)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1986 - 1993 (7 years)IACANTELLA & CO., INC. (CRD# 13905)2002 - 2005 (2 years)
Disclosure(s)
View By:
5/16/2016
Customer Dispute
Denied
7/31/2012
Customer Dispute
Closed-No Action
License(s)

State Registrations

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Florida 10/2/2012

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Rhode Island 1/1/2003

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Maine 11/24/2015

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Texas 12/1/2006

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Massachusetts 10/10/2012

Current Registration(s)
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CORNERSTONE INVESTMENT SERVICES (CRD#:129164)
245 WATERMAN AVE STE 301, PROVIDENCE, RI 02916
Registered with this firm since 1/1/2003

Previous Registration(s)
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06/06/2019 - 10/05/2020 VESTECH SECURITIES, INC. (CRD#:41409) Poetry, TX
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05/10/1999 - 06/04/2019 CANTELLA & CO., INC. (CRD#:13905) PROVIDENCE, RI
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11/25/2002 - 07/11/2005 CANTELLA & CO., INC. (CRD#:13905) PROVIDENCE, RI
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05/03/1993 - 05/24/1999 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
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02/19/1986 - 05/05/1993 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.