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MICHAEL THOMAS STELTER
MIKE STELTER
CRD#: 1445634
IA
B
HORNOR, TOWNSEND & KENT, LLCCRD#: 4031 5090 STATE ST
SUITE D-102
SAGINAW, MI 48603
SUITE D-102
SAGINAW, MI 48603
0
Disclosures
39
Years of Experience
View By:
State Registrations
B
Alabama 7/11/2017
B
Maine 1/22/2021
B
Arizona 3/30/2007
B
Michigan 8/24/1989
B
Arkansas 3/1/2013
IA
Michigan 5/27/2010
B
California 7/20/2011
B
Nevada 11/7/2006
B
Colorado 1/17/2025
B
North Carolina 8/1/2012
B
Florida 1/29/1999
B
Ohio 1/7/2000
B
Hawaii 10/26/2007
B
Texas 3/5/2019
B
Illinois 11/15/2000
IA
Texas 3/12/2019
B
Indiana 3/14/2006
B
Washington 5/11/2016
B
Kansas 5/3/2018
SRO Registrations
B
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IA
Registered with this firm since 8/7/2006
B
Registered with this firm since 7/20/1987
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/29/1999 - 05/20/2005 | SAGINAW, MI | |
B | 05/15/1987 - 08/08/1989 | ATLANTA, GA | |
B | 04/25/1986 - 05/29/1987 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.