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Detailed Report
SHERYL ANN HALL
SHERRY ABRAHAM, SHERYL ANN ABRAHAM, SHERYL HALL, SHERYL ANN HALL JENSEN
CRD#: 1445361
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 1610 E RIVER RD STE 116
TUCSON, AZ 85718
CETERA ADVISORS LLCCRD#: 10299 1610 E RIVER RD STE 116
TUCSON, AZ 85718
Registration History
198519901995200020052010201520202025IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2024 - Present (1 year)BCETERA ADVISORS LLC (CRD# 10299)2019 - Present (6 years)BFIRST ALLIED SECURITIES, INC. (CRD# 32444)2005 - 2019 (14 years)BROUND HILL SECURITIES, INC. (CRD# 35223)2003 - 2005 (1 year)BMORGAN STANLEY DW INC. (CRD# 7556)1997 - 2003 (6 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)1985 - 1997 (11 years)IACETERA ADVISORS LLC (CRD# 10299)2019 - 2024 (4 years)IAFIRST ALLIED ADVISORY SERVICES... (CRD# 137888)2012 - 2019 (7 years)IAFIRST ALLIED SECURITIES, INC. (CRD# 32444)2010 - 2012 (2 years)IASCHANNEP INVESTMENT ADVISORS, INC. (CRD# 117052)2004 - 2010 (6 years)IASCHANNEP INVESTMENT ADVISORS, INC. (CRD# 117052)2004 - 2005 (1 year)
License(s)

State Registrations

B
Arizona 4/30/2019
B
Nevada 8/1/2024
IA
Arizona 3/21/2024
B
North Carolina 8/27/2019
B
California 4/30/2019
B
Ohio 5/1/2019
B
Colorado 4/30/2019
B
Tennessee 1/2/2025
B
Florida 2/15/2024
B
Virginia 1/2/2025
B
Indiana 8/4/2021
B
Washington 8/13/2019
B
Louisiana 4/30/2019
B
Wisconsin 1/22/2024
B
Maryland 4/30/2019

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
1610 E RIVER RD STE 116, TUCSON, AZ 85718
Registered with this firm since 3/21/2024
B
CETERA ADVISORS LLC (CRD#:10299)
1610 E RIVER RD STE 116, TUCSON, AZ 85718
Registered with this firm since 4/30/2019
Previous Registration(s)
th hidden textth hidden textNameLocation
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 04/30/2019 - 03/21/2024 CETERA ADVISORS LLC (CRD#:10299) TUSCON, AZ
IA
 07/02/2012 - 11/27/2019 FIRST ALLIED ADVISORY SERVICES, INC. (CRD#:137888) ORO VALLEY, AZ
B
 06/13/2005 - 11/25/2019 FIRST ALLIED SECURITIES, INC. (CRD#:32444) ORO VALLEY, AZ
IA
 03/31/2010 - 07/02/2012 FIRST ALLIED SECURITIES, INC. (CRD#:32444) ORO VALLEY, AZ
IA
 02/20/2004 - 11/19/2010 SCHANNEP INVESTMENT ADVISORS, INC. (CRD#:117052) TUCSON, AZ
IA
 02/20/2004 - 12/31/2005 SCHANNEP INVESTMENT ADVISORS, INC. (CRD#:117052) TUCSON, AZ
B
 12/15/2003 - 06/13/2005 ROUND HILL SECURITIES, INC. (CRD#:35223) ALAMO, CA
B
 08/25/1997 - 12/17/2003 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
B
 12/23/1985 - 08/29/1997 A. G. EDWARDS & SONS, INC. (CRD#:4) ST. LOUIS, MO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.