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Detailed Report
THOMAS JOSEPH COLBERT
TOM COLBERT
CRD#: 1444458
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 100 CUMMINGS CENTER SUITE 363-C
BEVERLY, MA 01915
CETERA ADVISOR NETWORKS LLCCRD#: 13572 100 CUMMINGS CENTER SUITE 363-C
BEVERLY, MA 01915
Registration History
199019952000200520102015202020252 FIRMS2004 - 2021 (17 years)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2023 - Present (1 year)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2021 - Present (3 years)BLOCUST STREET SECURITIES, INC. (CRD# 1703)2000 - 2004 (3 years)BWASHINGTON SQUARE SECURITIES, INC. (CRD# 2882)1990 - 2000 (10 years)BTHE PAUL REVERE VARIABLE ANNUI... (CRD# 647)1990 - 1997 (7 years)BTRANSAMERICA SECURITIES SALES ... (CRD# 17970)1987 - 1989 (2 years)BTRANSAMERICA FINANCIAL RESOURC... (CRD# 3600)1986 - 1989 (3 years)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2021 - 2023 (2 years)IALOCUST STREET SECURITIES, INC. (CRD# 1703)2003 - 2004 (<1 year)
License(s)

State Registrations

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Alabama 6/9/2021
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Montana 6/9/2021
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Alaska 6/9/2021
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Nebraska 6/9/2021
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Arizona 6/9/2021
B
Nevada 6/9/2021
B
Arkansas 6/9/2021
B
New Hampshire 6/9/2021
B
California 6/9/2021
B
New Jersey 6/9/2021
B
Colorado 6/9/2021
B
New Mexico 6/9/2021
B
Connecticut 6/9/2021
B
New York 6/9/2021
B
Delaware 6/9/2021
B
North Carolina 6/9/2021
B
District of Columbia 6/9/2021
B
Ohio 6/9/2021
B
Florida 8/10/2021
B
Oklahoma 6/9/2021
B
Georgia 6/9/2021
B
Oregon 6/9/2021
B
Hawaii 6/9/2021
B
Pennsylvania 6/9/2021
B
Illinois 6/9/2021
B
Rhode Island 6/9/2021
B
Indiana 6/9/2021
B
South Carolina 6/9/2021
B
Iowa 6/9/2021
B
South Dakota 6/9/2021
B
Kansas 6/9/2021
B
Tennessee 6/9/2021
B
Kentucky 6/9/2021
B
Texas 6/9/2021
B
Louisiana 6/9/2021
IA
Texas 6/29/2023
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Maine 6/9/2021
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Utah 6/9/2021
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Maryland 6/9/2021
B
Vermont 6/9/2021
B
Massachusetts 6/9/2021
IA
Vermont 6/29/2023
IA
Massachusetts 6/29/2023
B
Virginia 6/9/2021
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Michigan 6/9/2021
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Washington 6/9/2021
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Minnesota 6/9/2021
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West Virginia 6/9/2021
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Mississippi 6/9/2021
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Wisconsin 6/9/2021
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Missouri 6/9/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
100 CUMMINGS CENTER SUITE 363-C, BEVERLY, MA 01915
963 PAINE TURNPIKE, UNIT 3-G, BERLIN, VT 05602
Registered with this firm since 6/29/2023
B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
100 CUMMINGS CENTER SUITE 363-C, BEVERLY, MA 01915
963 PAINE TURNPIKE, UNIT 3-G, BERLIN, VT 05602
Registered with this firm since 6/9/2021
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/09/2021 - 06/29/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) EL SEGUNDO, CA
IA
 01/01/2004 - 06/09/2021 VOYA FINANCIAL ADVISORS, INC. (CRD#:2882) GRAFTON, MA
B
 01/01/2004 - 06/09/2021 VOYA FINANCIAL ADVISORS, INC. (CRD#:2882) GRAFTON, MA
IA
 08/14/2003 - 01/01/2004 LOCUST STREET SECURITIES, INC. (CRD#:1703) NORTHBORO, MA
B
 12/04/2000 - 01/01/2004 LOCUST STREET SECURITIES, INC. (CRD#:1703) DES MOINES, IA
B
 09/25/1990 - 11/30/2000 WASHINGTON SQUARE SECURITIES, INC. (CRD#:2882) WINDSOR, CT
B
 05/07/1990 - 05/13/1997 THE PAUL REVERE VARIABLE ANNUITY INSURANCE COMPANY (CRD#:647) WORCESTER, MA
B
 03/06/1987 - 12/31/1989 TRANSAMERICA SECURITIES SALES CORPORATION (CRD#:17970) LOS ANGELES, CA
B
 03/07/1986 - 12/31/1989 TRANSAMERICA FINANCIAL RESOURCES, INC. (CRD#:3600) LOS ANGELES, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.