Individual Firm
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MARK ALAN PEHRSON
CRD#: 1444394
IA
B
WELLS FARGO ADVISORSCRD#: 11025 701 LAKE STREET E STE 200
[SATELLITE]
WAYZATA, MN 55391
[SATELLITE]
WAYZATA, MN 55391
0
Disclosures
38
Years of Experience
View By:
State Registrations
B
Arizona 9/5/2019
B
Ohio 2/23/2024
B
California 9/5/2019
B
Oregon 3/31/2025
B
Florida 9/5/2019
B
South Carolina 9/5/2019
B
Idaho 9/5/2019
B
Texas 9/5/2019
B
Michigan 9/5/2019
IA
Texas 9/5/2019
B
Minnesota 9/5/2019
B
Virginia 5/28/2021
IA
Minnesota 9/5/2019
B
Wisconsin 9/5/2019
B
Mississippi 12/10/2019
SRO Registrations
B
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IA
Registered with this firm since 9/5/2019
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Registered with this firm since 9/5/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/12/2010 - 09/05/2019 | MINNEAPOLIS, MN | |
B | 09/25/2008 - 09/05/2019 | MINNEAPOLIS, MN | |
B | 08/12/2006 - 10/03/2008 | ST PAUL, MN | |
B | 01/14/2000 - 08/12/2006 | ST PAUL, MN | |
B | 01/05/1994 - 09/04/2001 | SAINT PAUL, MN | |
B | 04/14/1992 - 12/02/1993 | LONG ISLAND CITY, NY | |
B | 11/19/1990 - 03/23/1992 | ||
B | 06/13/1990 - 11/15/1990 | DENVER, CO | |
B | 08/09/1989 - 05/23/1990 | ||
B | 01/21/1986 - 01/02/1989 |
08/09/1989 - 05/23/1990
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.