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Detailed Report
JULIANNE ELIZABETH BUTLER
CRD#: 1443695
IA
Investment Adviser
B
Broker
VALIC FINANCIAL ADVISORS, INC.CRD#: 42803 165 SOUTH UNION BOULEVARD
SUITE 600
LAKEWOOD, CO 80228
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2001 - 2003 (2 years)3 FIRMS2003 - 2004 (1 year)2 FIRMS2009 - 2012 (3 years)2 FIRMS2014 - Present (10 years)IAMETLIFE SECURITIES INC. (CRD# 14251)2002 - 2003 (1 year)
License(s)

State Registrations

B
California 4/24/2014
IA
Colorado 4/25/2014
B
Colorado 4/25/2014

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
165 SOUTH UNION BOULEVARD SUITE 600, LAKEWOOD, CO 80228
Registered with this firm since 4/25/2014
B
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
165 SOUTH UNION BOULEVARD SUITE 600, LAKEWOOD, CO 80228
Registered with this firm since 4/24/2014
Previous Registration(s)
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IA
 05/04/2009 - 05/16/2012 THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387) CENTENNIAL, CO
B
 04/06/2009 - 05/16/2012 THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387) CENTENNIAL, CO
IA
 10/15/2003 - 11/12/2004 LINCOLN FINANCIAL ADVISORS CORPORATION (CRD#:3978) DENVER , CO
B
 10/15/2003 - 11/12/2004 LINCOLN FINANCIAL ADVISORS CORPORATION (CRD#:3978) FORT WAYNE, IN
B
 10/15/2003 - 11/12/2004 THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (CRD#:2580) FORT WAYNE, IN
IA
 09/18/2002 - 10/06/2003 METLIFE SECURITIES INC. (CRD#:14251) GREENWOOD VILLAGE, CO
B
 04/02/2001 - 10/06/2003 METLIFE SECURITIES INC. (CRD#:14251) SPRINGFIELD, MA
B
 04/02/2001 - 10/06/2003 METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.