Individual Firm
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KIMBERLY WESTON
KIMBERLY R DOYLE, KIMBERLY REID DOYLE, KIMBERLY REID MCCOY, KIMBERLY DOYLE WESTON, KIMBERLY R WESTON
CRD#: 1443655
IA
B
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 Cromwell, CT
CETERA ADVISOR NETWORKS LLCCRD#: 13572 Cromwell, CT
0
Disclosures
30
Years of Experience
View By:
State Registrations
B
Arizona 11/21/2024
B
Missouri 6/9/2021
B
California 6/9/2021
B
Nebraska 6/9/2021
B
Connecticut 6/9/2021
B
New Hampshire 11/21/2024
IA
Connecticut 6/29/2023
B
Ohio 6/9/2021
B
Georgia 11/21/2024
B
Pennsylvania 6/9/2021
B
Iowa 6/9/2021
B
Texas 6/9/2021
B
Maryland 6/9/2021
IA
Texas 6/29/2023
B
Massachusetts 6/9/2021
B
West Virginia 6/9/2021
SRO Registrations
B
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IA
B
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/09/2021 - 06/29/2023 | EL SEGUNDO, CA | |
IA | 09/11/2020 - 06/09/2021 | WINDSOR, CT | |
B | 05/19/2020 - 06/09/2021 | WINDSOR, CT | |
B | 11/16/2016 - 05/19/2020 | Cohoes, NY | |
B | 06/30/2014 - 01/20/2017 | MANCHESTER, CT | |
B | 12/03/2008 - 05/06/2014 | GLASTONBURY, CT | |
B | 10/17/1994 - 05/07/2008 | MIDDLETOWN, CT | |
B | 08/06/1993 - 07/06/1994 | NEW YORK, NY |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.