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Detailed Report
JOHN R REYNOLDS
J ROBERT REYNOLDS, JOHN ROBERT REYNOLDS
CRD#: 1443235
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 3102 West End Avenue
Suite 500
NASHVILLE, TN 37203-6017
Registration History
199019952000200520102015202020252 FIRMS2007 - 2007 (<1 year)2 FIRMS2007 - Present (17 years)BMORGAN STANLEY DW INC. (CRD# 7556)2001 - 2007 (5 years)BMUTUAL SERVICE CORPORATION (CRD# 4806)2000 - 2001 (<1 year)BFIRST AMERICAN NATIONAL SECURI... (CRD# 10111)1986 - 1988 (2 years)IAMORGAN STANLEY (CRD# 7556)2004 - 2007 (3 years)
License(s)

State Registrations

B
Alabama 5/16/2007
B
Montana 4/6/2015
B
Arizona 12/24/2024
B
Nevada 5/12/2022
B
Arkansas 4/6/2015
B
New Hampshire 10/7/2020
B
California 5/16/2007
B
New Mexico 5/12/2022
B
Colorado 5/16/2007
B
New York 4/6/2015
B
Connecticut 5/5/2021
B
North Carolina 5/16/2007
B
Delaware 5/12/2022
B
Ohio 5/12/2022
B
District of Columbia 11/24/2014
B
Oregon 7/24/2018
B
Florida 5/16/2007
B
South Carolina 5/16/2007
B
Georgia 5/16/2007
B
Tennessee 5/16/2007
B
Indiana 8/12/2024
IA
Tennessee 5/16/2007
B
Kansas 7/13/2021
B
Texas 5/16/2007
B
Kentucky 5/16/2007
IA
Texas 5/16/2007
B
Louisiana 5/16/2007
B
Utah 5/12/2022
B
Maryland 4/6/2015
B
Virginia 5/16/2007
B
Massachusetts 5/12/2022
B
Washington 6/14/2007
B
Michigan 1/26/2009
B
West Virginia 5/16/2007
B
Mississippi 5/16/2007

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
3102 West End Avenue Suite 500, NASHVILLE, TN 37203-6017
Registered with this firm since 5/16/2007
B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
3102 West End Avenue Suite 500, NASHVILLE, TN 37203-6017
Registered with this firm since 5/16/2007
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 04/02/2007 - 05/17/2007 MORGAN STANLEY & CO., INCORPORATED (CRD#:8209) NASHVILLE, TN
B
 04/02/2007 - 05/17/2007 MORGAN STANLEY & CO., INCORPORATED (CRD#:8209) NASHVILLE, TN
IA
 01/22/2004 - 04/02/2007 MORGAN STANLEY (CRD#:7556) NASHVILLE, TN
B
 06/29/2001 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) NASHVILLE, TN
B
 09/07/2000 - 07/09/2001 MUTUAL SERVICE CORPORATION (CRD#:4806) BOSTON, MA
B
 01/15/1986 - 01/05/1988 FIRST AMERICAN NATIONAL SECURITIES, INC. (CRD#:10111)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.