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MARCELLA ANN HARKNESS
MACELLA ANN HARKNESS, MARCELLA ANN RUCH, MARCIE RUCH
CRD#: 1441468
IA
Investment Adviser
B
Broker
INDEPENDENT FINANCIAL GROUP, LLCCRD#: 7717 12680 High Bluff Dr
STE 250
SAN DIEGO, CA 92130
Registration History
19901995200020052010201520202025IAINDEPENDENT FINANCIAL GROUP, LLC (CRD# 7717)2005 - Present (19 years)BINDEPENDENT FINANCIAL GROUP, LLC (CRD# 7717)2003 - Present (21 years)BSENTRA SECURITIES CORPORATION (CRD# 10249)1994 - 2003 (9 years)BL.F. THOMPSON & COMPANY (CRD# 21820)1989 - 1989 (<1 year)BBLINDER, ROBINSON & CO., INC. (CRD# 5096)1986 - 1989 (3 years)IACAPITAL GROWTH INVESTMENT MANA... (CRD# 106952)2016 - 2016 (<1 year)IAINDEPENDENT FINANCIAL GROUP, LLC (CRD# 125953)2003 - 2005 (1 year)IASENTRA SECURITIES CORP (CRD# 10249)1997 - 2003 (6 years)
License(s)

State Registrations

B
Alabama 2/22/2018

B
Nevada 1/3/2006

B
Alaska 5/14/2018

B
New Jersey 8/25/2021

B
Arizona 12/15/2003

B
New Mexico 12/15/2003

B
California 12/15/2003

B
New York 2/22/2017

IA
California 10/21/2005

B
North Carolina 5/31/2018

B
Colorado 12/15/2003

B
Oregon 11/5/2021

B
Florida 12/15/2003

B
Pennsylvania 10/14/2021

B
Hawaii 2/15/2019

B
Texas 3/6/2017

B
Idaho 11/5/2021

IA
Texas 3/6/2017

B
Indiana 12/15/2003

B
Virginia 12/15/2003

B
Montana 8/6/2012

B
Washington 8/12/2008

B
Nebraska 12/8/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
INDEPENDENT FINANCIAL GROUP, LLC (CRD#:7717)
12680 High Bluff Dr STE 250, SAN DIEGO, CA 92130
Registered with this firm since 10/21/2005

B
INDEPENDENT FINANCIAL GROUP, LLC (CRD#:7717)
12680 High Bluff Dr STE 250, SAN DIEGO, CA 92130
Registered with this firm since 12/15/2003

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/23/2016 - 12/31/2016 CAPITAL GROWTH INVESTMENT MANAGEMENT SERVICES (CRD#:106952) San Diego, CA
IA
12/15/2003 - 10/21/2005 INDEPENDENT FINANCIAL GROUP, LLC (CRD#:125953) CHULA VISTA, CA
IA
12/16/1997 - 12/19/2003 SENTRA SECURITIES CORP (CRD#:10249) CHULA VISTA, CA
B
04/05/1994 - 12/19/2003 SENTRA SECURITIES CORPORATION (CRD#:10249) PHOENIX, AZ
B
02/14/1989 - 05/25/1989 L.F. THOMPSON & COMPANY (CRD#:21820)
FINRA expelled the firm on 03/16/1990
B
01/22/1986 - 01/23/1989 BLINDER, ROBINSON & CO., INC. (CRD#:5096)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.