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Detailed Report
SCOTT PERRY CARTER
CRD#: 1440879
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Investment Adviser
BROOKSTONE CAPITAL MANAGEMENT LLCCRD#: 141413 1088 WESTERN AVE.
HAMDEN, ME 04444-3222
Registration History
2002200420062008201020122014201620182020202220242026IABROOKSTONE CAPITAL MANAGEMENT LLC (CRD# 141413)2009 - Present (15 years)IAWORKMAN SECURITIES CORPORATION (CRD# 31898)2008 - 2009 (<1 year)IAUSA TAX & INSURANCE SERVICES, INC. (CRD# 144088)2008 - 2008 (<1 year)IAWORKMAN SECURITIES CORPORATION (CRD# 31898)2006 - 2008 (1 year)IAINVESTORS CAPITAL ADVISORY (CRD# 30613)2005 - 2006 (1 year)IAEASTERN POINT ADVISORS INC. (CRD# 107123)2002 - 2004 (2 years)
License(s)

State Registrations

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Florida 2/11/2010
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South Carolina 10/8/2009
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Maine 10/7/2009
Current Registration(s)
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BROOKSTONE CAPITAL MANAGEMENT LLC (CRD#:141413)
1088 WESTERN AVE., HAMDEN, ME 04444-3222
Registered with this firm since 10/7/2009
Previous Registration(s)
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 11/06/2008 - 10/12/2009 WORKMAN SECURITIES CORPORATION (CRD#:31898) HAMPDEN, ME
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 06/11/2008 - 10/28/2008 USA TAX & INSURANCE SERVICES, INC. (CRD#:144088) HAMPDEN, ME
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 12/05/2006 - 06/18/2008 WORKMAN SECURITIES CORPORATION (CRD#:31898) HAMPDEN, ME
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 01/11/2005 - 01/13/2006 INVESTORS CAPITAL ADVISORY (CRD#:30613) HAMPDEN, ME
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 06/21/2002 - 12/31/2004 EASTERN POINT ADVISORS INC. (CRD#:107123) HAMPDEN, ME
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.