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Jacques W Simpson
JACQUES WILLIAM SIMPSON, JIM SIMPSON
CRD#: 1440415
IA
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J.P. MORGAN SECURITIES LLCCRD#: 79 120 E Wesley St, Floor 3
Wheaton, IL 60187
Wheaton, IL 60187
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Disclosures
39
Years of Experience
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State Registrations
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Alaska 10/1/2012
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Mississippi 8/10/2023
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Arizona 10/1/2012
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Missouri 10/1/2012
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Arkansas 10/1/2012
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Montana 10/1/2012
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California 10/1/2012
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Nebraska 10/1/2012
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Colorado 10/1/2012
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Nevada 10/1/2012
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Connecticut 10/1/2012
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New Jersey 10/1/2012
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Delaware 10/1/2012
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New Mexico 10/1/2012
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District of Columbia 8/14/2015
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New York 10/1/2012
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Florida 10/1/2012
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North Carolina 10/1/2012
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Georgia 10/1/2012
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Ohio 10/1/2012
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Idaho 9/16/2020
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Oklahoma 1/31/2018
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Illinois 10/1/2012
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Oregon 7/29/2015
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Illinois 10/1/2012
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Pennsylvania 10/1/2012
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Indiana 10/1/2012
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South Carolina 10/1/2012
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Iowa 10/1/2012
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South Dakota 9/5/2014
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Kansas 10/1/2012
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Tennessee 10/1/2012
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Kentucky 7/11/2013
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Texas 10/1/2012
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Louisiana 4/4/2014
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Texas 9/13/2013
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Maine 5/7/2021
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Utah 10/1/2012
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Maryland 10/1/2012
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Virginia 5/29/2015
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Massachusetts 10/1/2012
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Washington 10/1/2012
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Michigan 10/1/2012
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Wisconsin 10/1/2012
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Minnesota 10/1/2012
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Wyoming 10/1/2012
SRO Registrations
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View Exams Passed by the individual in the detailed report
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Registered with this firm since 10/1/2012
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Registered with this firm since 10/1/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/06/2005 - 10/01/2012 | WHEATON, IL | |
B | 07/06/2005 - 10/01/2012 | WHEATON, IL | |
IA | 02/01/1999 - 07/06/2005 | WHEATON, IL | |
B | 02/01/1999 - 07/06/2005 | CHICAGO, IL | |
B | 02/11/1992 - 02/01/1999 | CHICAGO, IL | |
B | 05/02/1986 - 02/10/1992 | ||
B | 01/21/1986 - 04/16/1986 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.