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MICHAEL WAYNE DIMMEL
CRD#: 1440223
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 2121 North Pearl Street
Suite 500
Dallas, TX 75201
Registration History
1985199019952000200520102015202020252 FIRMS2000 - 2007 (6 years)2 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - Present (15 years)BJ.C. BRADFORD & CO. (CRD# 1287)1999 - 2000 (<1 year)BFIRST UNION SECURITIES, INC. (CRD# 19616)1990 - 1999 (9 years)BLOVETT UNDERWOOD NEUHAUS & WEB... (CRD# 22540)1989 - 1990 (<1 year)BUNDERWOOD, NEUHAUS & CO., INCO... (CRD# 839)1985 - 1989 (3 years)
Disclosure(s)
View By:
10/19/2009
Customer Dispute
Settled
11/28/2000
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 4/20/2021

B
Missouri 6/1/2009

B
California 6/1/2009

B
Nevada 6/1/2009

B
Colorado 7/29/2021

B
New York 6/1/2009

B
Florida 6/1/2009

B
Ohio 6/1/2009

B
Georgia 2/2/2012

B
South Carolina 6/27/2024

B
Illinois 6/1/2009

B
Texas 6/1/2009

B
Indiana 11/27/2019

IA
Texas 6/1/2009

B
Louisiana 7/24/2015

B
Utah 1/21/2016

B
Massachusetts 3/27/2014

B
Virginia 1/21/2016

B
Michigan 6/1/2009

B
Washington 6/1/2009

B
Minnesota 6/1/2009

B
Wisconsin 6/1/2009

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
2121 North Pearl Street Suite 500, Dallas, TX 75201
Registered with this firm since 6/1/2009

B
MORGAN STANLEY (CRD#:149777)
2121 North Pearl Street Suite 500, Dallas, TX 75201
Registered with this firm since 6/1/2009

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/11/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) DALLAS, TX
B
05/11/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) DALLAS, TX
IA
08/14/2000 - 05/25/2007 UBS FINANCIAL SERVICES INC. (CRD#:8174) DALLAS, TX
B
08/14/2000 - 05/25/2007 UBS FINANCIAL SERVICES INC. (CRD#:8174) DALLAS, TX
B
10/21/1999 - 08/14/2000 J.C. BRADFORD & CO. (CRD#:1287) NEW YORK, NY
B
09/04/1990 - 11/03/1999 FIRST UNION SECURITIES, INC. (CRD#:19616) ST. LOUIS, MO
B
11/13/1989 - 09/04/1990 LOVETT UNDERWOOD NEUHAUS & WEBB, INC. (CRD#:22540)
B
12/23/1985 - 11/13/1989 UNDERWOOD, NEUHAUS & CO., INCORPORATED (CRD#:839) HOUSTON, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.